
Our Common Text 2004-2005
ROUGHLY EDITED COPY
ROCHESTER INSTITUTE OF TECHNOLOGY
COMMON TEXT SERIES
HOUSE OF SAND AND FOG BY ANDRE DUBUS III
PRESENTERS: TOM STONE (LANGUAGE AND LITERATURE), SEAN SUTTON (POLITICAL SCIENCE), RICHARD SANTANA (LANGUAGE AND LITERATURE)
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This text is being provided in a rough draft format. Communication Access Realtime Translation (CART) is provided in order to facilitate communication accessibility and may not be a totally verbatim record of the proceedings.
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>> OKAY.
I THINK WE'LL BEGIN.
GOOD EVENING, EVERYBODY, AND
THANK YOU FOR COMING.
I'M LINDA REINFELD, MEMBER OF
THE LANGUAGE AND LITERATURE
DEPARTMENT AND CHAIR OF THE
COMMON TEXT COMMITTEE, THE
LAST COMMON TEXT COMMITTEE I
THINK BECAUSE THIS IS THE LAST
YEAR IN WHICH WE'LL HAVE A
COMMON NOVEL OR A COMMON TEXT
IN THE SAME FORMAT WE HAD IT
BEFORE.
SO THIS IS KIND OF A SPECIAL
TIME.
AS YOU KNOW, THIS IS THE
SECOND OF THREE EVENTS WE'RE
HOLDING THIS QUARTER TO
ACCOMPANY THE READING OF
"HOUSE OF SAND AND FOG," OUR
COMMON TEXT AT THIS TIME.
TONIGHT YOU'LL HEAR A FACULTY
PANEL, HEADED BY TOM STONE,
DISCUSS DRAMATIC PERSPECTIVES
IN "HOUSE OF SAND AND FOG."
NECK WEEK, SAME TIME, SAME
PLACE, YOU'LL SEE THE FILM
VERSION OF "HOUSE OF SAND AND
FOG."
THOSE WILL BE OUR THREE EVENTS
THIS QUARTER.
THE FIRST YOU REMEMBER WAS JEN
WOLFLEY TALKING ABOUT WOMEN'S
PERSPECTIVES IN "HOUSE OF SAND
AND FOG."
TONIGHT I'D LIKE TO THANK SOME
OF THE PEOPLE WHO MADE THIS
POSSIBLE.
FIRST OF ALL OUR TECH CREW,
WHO MAKE IT POSSIBLE FOR US TO
ALL SEE AND HEAR, I HOPE, AND
THAT REMINDS ME, AFTER THE
PRESENTATION YOU'LL HAVE A
CHANCE TO ASK QUESTIONS.
WILL YOU PLEASE BE SURE TO
WAIT UNTIL SOMEBODY HANDS YOU
THE MICROPHONE?
IT WILL BE PROBABLY DAVE YATES
WHO HANDS YOU THE MICROPHONE
AND ASK YOUR QUESTION INTO THE
MICROPHONE SO THAT THE PEOPLE
WHO DOT CAPTIONING WILL BE
ABLE TO HEAR YOUR WORDS.
THEY CAN'T HEAR YOU IN THIS
ROOM WITHOUT THE MICROPHONE.
SO THAT WILL BE A HELP.
ALSO I'D LIKE TO THANK OUR
INTERPRETERS FOR TONIGHT,
MARIA WARNER, WHO'S TALKING--
SORRY, INTERPRETING RIGHT NOW
TALKING WITH HER HANDS, THANK
YOU, AND LAURA SAVALIER, WHO'S
GOING TO INTERPRET A LITTLE
LATER.
TOM STONE IS GOING TO TAKE
OVER FROM ME IN JUST A MINUTE.
HE'S A FRIEND AND FORMER
OFFICE MATE, AND SO I CAN TELL
YOU FROM FIRSTHAND EXPERIENCE
THAT YOU CAN LEARN A LOT FROM
HIM.
HE HAS A BOOK READY FOR
PUBLICATION, AND HIS Ph.D. IS
FROM THE UNIVERSITY OF
ROCHESTER, WHERE HE
SPECIALIZED IN MEDIEVAL AND
RENASCENT STUDIES.
SINCE MANY OF US FEEL THAT
"HOUSE OF SAND AND FOG" IS NOT
A TRADITIONAL KIND OF TRAGIC
ARRANGEMENT, I'M HOPING THAT
TOM'S PERSPECTIVE WILL GIVE US
ANOTHER WAY TO LOOK AT IT.
SO WITHOUT FURTHER DELAY, I'LL
GIVE MY PLACE OVER TO TOM, AND
I THINK YOU'LL ENJOY THIS
EVENING.
>> Tom Stone: GOOD EVENING.
AM I-- OKAY, GOOD.
THANK YOU, EVERYBODY, FOR
COMING OUT TO HEAR ABOUT THIS
NOVEL THAT ONE CRITIC CALLED
"THE POOL OF DESPAIR."
(Chuckling)
WHICH IS PERHAPS FITTING, AND
TO BEGIN TALKING ABOUT THIS,
I'D LIKE TO BEGIN BY TELLING
YOU A STORY, SINCE THAT'S WHAT
WE DO IN MY DEPARTMENT.
WE TELL STORIES OR WE TALK
ABOUT STORIES.
I'D LIKE YOU TO THINK ABOUT
SOMEONE CALLED BOETHIUS, WHO
LIVED 480 TO 524, KEEP A
REALLY GOOD FAMILY, LOTS OF
CONNECTIONS, WE MIGHT SAY.
HE HAD EMPERORS IN HIS
ANCESTOR'S POPES, IMPORTANT
PEOPLE.
HIS DAD DIED WHEN HE WAS
FAIRLY YOUNG, BUT HIS-- HE
GREW UP AND A FRIEND OF THE
FAMILY WHO WAS ALSO FAIRLY
RICH AND IMPORTANT.
HE WAS A MAN WHO LOVED
LEARNING.
HE SPENT A LOT OF TIME IN HIS
LIBRARY, AND OUT OF A SENSE OF
PUBLIC DUTY, HE AGREED TO
SERVE THE KING.
AND THIS WAS KIND OF A MISTAKE
AS IT TURNS OUT.
AFTER SERVING VERY HONORABLY
FOR MANY YEARS, HE WAS
UNPLEASANTLY ARRESTED ONE DAY
AND DRAGGED OFF INTO EXILE.
HE SPENT ABOUT A YEAR IN EXILE
AND THEN WAS TORTURED.
THEY PUT A ROPE AROUND HIS
HEAD UNTIL HIS EYEBALLS POPPED
OUT AND THEN BLUDGEONED HIM TO
DEATH.
I'M BRINGING HIM UP, THIS
FAIRLY GRUESOME TALE, FOR A
REASON.
IN THAT INTERVAL, BETWEEN
BEING ONE OF THE MOST
IMPORTANT PEOPLE IN THE
REMNANTS OF THE ROMAN EMPIRE
AND BEING KILLED IN EXILE, HE
WROTE WHAT WAS TO BECOME ONE
OF THE MOST INFLUENTIAL BOOKS
IN WESTERN EUROPE, AND THAT'S
CALLED "THE CONSOLATION OF
PHILOSOPHY."
HE WROTE THIS WHILE HE WAS IN
CAPTIVITY.
HE WAS FACED WITH A GRIM
SPECTER OF THE SAME THING A
LOT OF US ASK OURSELVES, "WHY
ME?
HOW COULD THIS HAPPEN TO ME?
I'M A GOOD GUY AND I DID THE
RIGHT KINDS OF THINGS."
HIS (Unclear) MIGHT REMIND US
SOMETHING OF THE GRIM TALE
THAT'S IN THIS "HOUSE OF SAND
AND FOG."
WELL, RELATED TO THIS, SOMEONE
WHO TRANSLATED BOETHIUS,
CHAUCER.
HE WROTE "THE CANTERBURY
TALES."
HE WROTE ONE OF THESE TALES.
IT'S A SERIES OF-- ACTUALLY
IT'S NOT A SET THING.
YOU MIGHT HAVE HEARD PEOPLE
TALK ABOUT "THE CANTERBURY
TALES."
IT'S ACTUALLY A SERIES OF
NARRATIVES THAT A GROUP OF
TRAVELERS TELL ONE ANOTHER,
AND ACTUALLY ONE OF THE
EARLIEST OF THESE HE WROTE
WELL BEFORE HE STARTED THE
REST OF THEM; IN FACT, A GOOD
20 YEARS BEFORE.
IT'S CALLED "THE MONK'S TALE."
ONE OF HIS CHARACTERS IS A
MONK.
AND HE TELLS A STORY THAT HAS
A VERY DEFINITE PERSPECTIVE,
AND IT DEALS WITH TRAGEDY, HIS
VIEW OF TRAGEDY.
AND WE'RE GOING TO SEE A
CONNECTION BETWEEN THE KIND OF
LIFE BOETHIUS LIVED AND THE
"MONK'S TALE" AND HOPEFULLY
"HOUSE OF SAND AND FOG" AT
SOME LEVEL.
SO HE BEGINS-- THE MONK BEGINS
BY TELLING US-- THIS IS FROM
TRANSLATION.
"IN TRAGIC MANNER I WILL NOW
LAMENT THE FATE OF THOSE WHO
STOOD IN HIGH DEGREE AND FELL
AT LAST WITH NO EXPEDIENCE TO
BRING THEM OUT OF THEIR
ADVERSITY.
FOR SURE IT IS THE FORTUNE
WILLS TO FLEE, NO MAN CAN STAY
A COURSE, BUT NO ONE TRUSTS IN
BLIND PROSPERITY.
BE WARNED BY THESE EXAMPLES
TRUE AND OLD."
WHAT FOLLOWS IS A SOMEWHAT
STARTLING LIST OF MISHAPS.
THEY'RE ALL VERY BRIEF LITTLE
STORIES, SOME OF THEM ONLY ONE
STANZA LONG, FOR PEOPLE FOR
WHOM THINGS HAVE GONE
HORRIBLY, HORRIBLY WRONG, LIKE
BOETHIUS HIMSELF.
FOR EXAMPLE HE BEGINS WITH
LUCIFER.
WHO CAN TELL ME WHO LUCIFER
IS, BY THE WAY?
YOU ALL KNOW THAT, RIGHT?
WHO'S LUCIFER?
NO ONE KNOWS WHO LUCIFER IS?
RIGHT, SATAN.
BAD GUY, RIGHT?
SO THAT MAKES SENSE.
WE'RE NOT TOO CONCERNED ABOUT
THAT.
BUT HE DOESN'T REALLY MENTION
THAT VERY MUCH.
HE JUST SAYS HOW HE FELT IN
ONE OF THE BEST SPOTS IN THE
UNIVERSE.
AFTER HIM, ADAM.
WHO KNOWS WHO ADAM IS?
>> ADAM OF THE FIRST MINE.
>> OKAY, THANK YOU.
AND SOMETHING BAD HAPPENED TO
HIM.
INTERESTINGLY CHAUCER DOESN'T
TALK ABOUT THIS IN MORAL
TERMS.
HE DOESN'T SAY ADAM DID A BAD
THING AND SO HE SUFFERED.
THE STORY IS THAT HE WAS IN
THE GARDEN OF EDEN, WHICH WAS
PRETTY MUCH THE BEST DEAL YOU
CAN GET, AND ANYTHING PRETTY
MUCH WENT.
>> YOU HAD EVERYTHING YOU
NEEDED OR WANTED OR YOU ONLY
WANTED WHAT YOU NEEDED COULD
BE MAYBE ANOTHER WAY OF
PUTTING THAT, WITH ONE
INJUNCTION.
YOU CAN'T EAT THE TREE OF
THE-- THE FRUIT OF THE TREE OF
THE KNOWLEDGE OF GOOD AND
EVIL, AND OF COURSE THAT MEANS
THEY ATE THE TREE, HILL AND
EVE, AND WERE CAST OUT AND HE
FELL.
THIS ADVERSITY.
THIS IS AN EXAMPLE OF FORTUNE
FOR THE MONK.
HE TALKS ABOUT SAMSON, ANOTHER
BIBLICAL HERO BUT AGAIN NOT IN
MORAL TERMS.
HERCULES.
THE LIST BEGINS TO GET VERY
LONG.
NEBUCHADNEZZAR, ZENOBIA AND
ONE PARTICULARLY INTERESTING
EXAMPLE FROM THE HISTORY OF
THE LATE MIDDLE AGES IN ITALY,
COUNT UGOLINO.
ACCORDING TO CHAUCER HE WAS
BETRAYED AND LOCKED IN A TOWER
WITH HIS THREE SONS, THE LOCAL
ARCHBISHOP.
WELL, THAT'S BAD ENOUGH.
THEY WERE LOCKED IN THERE WITH
JUST ENOUGH FOOD AND WATER TO,
YOU KNOW, JUST BARELY GET BY.
AND THEN I GUESS THE GOOD
ARCHBISHOP EVENTUALLY SORT OF
GOT TIRED OF HAVING HIM AROUND
AND THEY NAILED THE DOOR SHUT
AND DIDN'T PUT ANYMORE FOOD
IN.
SO THIS IS PRETTY BAD.
(Chuckling)
SO THE COUNT IS CRYING AND HIS
YOUNGEST SON SAYS, OH, YOU
KNOW, "DON'T CRY, DAD," ONE OF
THESE TENDER SENTIMENTAL
MOMENTS YOU ACTUALLY DON'T GET
VERY OFTEN IN MEDIEVAL
LITERATURE.
YOU KNOW, HE SAYS, "I'M HAPPY
TO JUST WISH, YOU KNOW, I
COULD SLEEP-- I HAD SOMETHING
TO EAT SO I COULD SLEEP."
WELL, A FEW DAYS LATER HIS
YOUNGEST SON, HIS 3-YEAR-OLD
DIES ON HIM IN THIS VERY
DRAMATIC MOMENT, AND THEN HE'S
SORT OF BITING-- THIS IS AN
INTERESTING GESTURE BECAUSE I
DON'T THINK WE THINK OF IT
THIS WAY, BUT HE'S BITING HIS
HANDS IN AGONY, AND HIS OTHER
CHILDREN SAY, "OH, FATHER."
THEY COME TO HIM, HIS TWO
REMAINING SONS.
"FATHER, IF YOU'RE HUNGRY, EAT
OUR FLESH, NOT YOUR OWN.
YOU HAVE GIVEN US OUR FLESH.
WE'LL BE HAPPY TO GIVE IT BACK
TO YOU."
OF COURSE THAT JUST MAKES THE
DAD'S GRIEF ALL THE MORE
PRONOUNCED AND THE HORROR OF
IT ALL AND THEY ALL EVENTUALLY
DIE.
NOW THIS IS A PARTICULARLY
INTERESTING CASE, NOT JUST
BECAUSE IT'S SORT OF A VIVID
STORY, BUT WE HAVE A POINT OF
COMPARISON WITH THIS.
BECAUSE CHAUCER ACTUALLY GOT
THE STORY FROM DANTE, WHO
WROTE ANOTHER WELL-KNOWN BOOK
YOU MIGHT HAVE HEARD OF,
"DANTE'S INFERNO," IN WHICH HE
DEPICTS HELL.
AND DOWN AT THE VERY BOTTOM OF
HELL, THERE'S A FROZEN LAKE,
AND EMBEDDED IN THE ICE
THERE'S ALL SORTS OF BAD GUYS
YOU RUN INTO.
AND ONE EXAMPLE, THERE'S THESE
TWO PEOPLE WHO ARE STUCK
TOGETHER, AND ONE OF THEM IS
BEHIND THE OTHER, AND HE'S
GNAWING, CONSTANTLY GNAWING AT
THE BRAINS OF THE OTHER IN
ETERNITY FROZEN IN THE ICE.
AND THIS PAIR TURNS OUT TO BE
UGOLINO AND THE GOOD
ARCHBISHOP.
THE ARCHBISHOP IS THE ONE
GETTING HIS BRAINS EATEN OR
MUNCHED.
NOW WHAT DANTE TELLS US IS
THAT CHAUCER DOES IT AND THE
REASON HE'S IN HELL WITH THE
ARCHBISHOP IS THE FACT THAT HE
BETRAYED HIS PARTY.
HE WAS PART OF ONE LARGE SORT
OF POLITICAL ORGANIZATION AT
THE TIME, AND HE'S IN THE TOWN
OF PISA AND HIS GRANDSON WAS
THE OTHER GREAT READER.
THEY WERE GUELFS AND, WELL, SO
HE WANTED TO BE THE ONLY
PERSON IN CHARGE IN PISA, SO
HE BETRAYED HIS GRANDSONS,
TOOK THINGS OVER BY MAKING A
PACT WITH THE ARCHBISHOP, WHO
BELONGED TO THE DIFFERENT
PARTY, AND THEN ONCE HE SAW
THAT UGOLINO WAS ISOLATED, WAS
ALONE, HE BETRAYED HIM IN
TURN, AND THAT'S HOW HE ENDED
UP IN THE TOWER.
THAT'S JUST AN INTERESTING
NOTE.
BECAUSE AGAIN CHAUCER DOESN'T
MENTION ANY OF THIS IN HIS
TALE.
IT'S SAD.
IT'S A LITTLE BLEAK.
THAT MIGHT SOUND FAMILIAR
(Chuckling)
FROM WHAT YOU'VE JUST BEEN
READING, BUT IT DOESN'T HAVE
ANY OF THAT SORT OF MORAL
SHADING.
YOU KNOW, THERE'S A WHOLE LIST
OF PEOPLE, AND SOME ARE INDEED
NOTORIOUS BAD GUYS, LIKE NERO
AND FOLKS LIKE THAT.
BUT OTHERS ARE PEOPLE WHO THE
MEDIEVALS ADMIRED GREATLY.
PERHAPS WE DON'T SHARE THEIR
ENTHUSIASM.
I'M THINKING OF JULIUS CAESAR
OR ALEXANDER THE GREAT, FOR
WHOM THEY JUST MADE A MOVIE
LAST YEAR, DIDN'T THEY?
THAT I UNDERSTAND WASN'T SO
GREAT.
BUT THAT'S ANOTHER STORY.
AND THERE'S ANOTHER KIND OF
INTERESTING STORY NEAR THE END
OF THIS LONG LITANY OF GLOOM
AND DOOM, AND THAT'S THE TALE
OF CROESUS.
NOW HE'S FAMOUS IN MYTHOLOGY
AND HISTORY AND LITERATURE AS
SUPPOSEDLY BEING THE RICHEST
KING IN THE WORLD.
HE'S THE KING OF LYDIA.
WHICH IS, BY THE WAY, IF
YOU'RE "SIMPSONS" FANS,
Mr. BURNS' OLD HOUSE IS ON THE
CORNER OF MAMMON AND CROESUS.
SOMETIMES THEY SHOW AN
EXTERIOR SHOT.
NOT THAT THAT'S HERE OR THERE.
SO CROESUS GOT OFF PRETTY
LUCKY.
HE WAS CAPTURED BY THE KING OF
PERSIA, CYRUS, WHO WAS HAVING
HIM-- THAT'S KIND OF AN
INTERESTING CONNECTION IN
ITSELF CONSIDERING (Unclear)
INCIDENTALLY.
THIS IS WHEN PERSIA WAS RISING
AND HE WAS BEING BURNED AT THE
STAKE AND THE RAIN CAME AND
PUT OUT THE FIRE, SO HE WAS
RELEASED.
IT WAS SEEN AS SOME SORT OF
PORTENT SO THEY LET HIM GO.
THIS IS ALL AGAIN TOLD WITH
GREAT ECONOMY BY CHAUCER.
HE HARDLY GOES INTO MANY
DETAILS.
HE'S NOT THINKING ABOUT HOW
FICKLE FORTUNE IS, AND SO HE
THINKS HE'S GOT IT PRETTY GOOD
BECAUSE HE WAS REALLY LUCKY.
FORTUNE WAS VERY KIND TO HIM.
AND HE GOES ABOUT MAKING WAR
AGAIN AND GETTING INTO TROUBLE
AND HE HAS THIS DREAM, AND IN
THIS DREAM HE'S IN A TREE AND
JUPITER OR ZEUS IS WASHING HIM
AND APOLLO IS DRYING HIM WITH
A TOWEL.
HE THINKS, WOW, THESE ARE LIKE
SOME OF THE MOST IMPORTANT
GODS.
I MUST BE DOING REALLY WELL.
THIS IS REALLY A GOOD DEAL.
EXCEPT FOR HIS SISTER, WHO WAS
GIFTED WITH THESE KINDS OF
THINGS, TOLD HIM A DIFFERENT
INTERPRETATION OF THE DREAM,
AND THAT IS THAT HIM BEING
WASHED REPRESENTS RAIN AND
SNOW AND THE DRYING OFF
REPRESENTS THE STEAMING OF THE
SUN WHICH IS GOING TO DRY HIM.
AND INDEED HE WAS HANGED.
(Chuckling)
LEFT OUT IN THE WEATHER FOR
THE ELEMENTS TO PREY UPON.
I ALSO LIKE THE STORY-- TO
POINT PARTICULAR ATTENTION FOR
A COUPLE REASONS, BECAUSE
CROESUS WAS AN INTERESTING
EXAMPLE OF THIS KIND OF THING
IN ANCIENT HISTORY.
THERE'S ANOTHER STORY THAT
GOES BACK TO ANCIENT TIMES
TOLD BY HERODOTUS, WHO WAS
BACK IN THE DAY WHEN WE USED
TO HAVE FATHERS OF THINGS, AN
ANCIENT GREEK WHO WROTE A
HISTORICAL WORK.
HE ALSO TALKS ABOUT CROESUS.
HIS STORY DOESN'T TURN OUT SO
WELL EITHER BUT IT'S A LITTLE
DIFFERENT.
IN HIS SAYS, WHEN CYRUS STARTS
BECOMING A THREAT IN THE
WORLD, HE WANTS TO KNOW IF HE
SHOULD GO OUT AND ATTACK HIM,
AND BEING THE RICHEST PERSON
IN THE WORLD, I MENTION THAT,
HE SENDS BACK TONS OF WEALTH,
BACK TONS OF GOLD AND JEWELS
TO THE DELPHI AND GETS NO
RESPONSE, AN ENIGMATIC LITTLE
MESSAGE, A LITTLE POEM AND
THAT SAYS BASICALLY IF YOU
MARCH OUT TO ATTACK CYRUS, A
GREAT EMPIRE WILL FALL.
OF COURSE HE THINKS THAT MEANS
CYRUS, AND YOU CAN IMAGINE
WHAT HAPPENS.
IT'S REALLY THE OTHER WAY
AROUND.
ONCE HE'S IN CAPTIVITY AND
BEFORE HE'S EXECUTED, HE SENDS
A MESSENGER TO COMPLAIN TO THE
ORACLE.
"HEY, I GAVE YOU GUYS A LOT OF
MONEY.
YOU COULD AT LEAST GIVE ME THE
RIGHT INFORMATION."
"BUT WE DID."
AND THAT'S VERY TYPICAL WITH
QUESTIONS OF FAITH AND
PROVIDENCE, WHICH IN ITS OWN
WAY TRAGEDY DEALS WITH.
BECAUSE PEOPLE ARE OFTEN
MISLED, AS IN THE CLASSIC
OEDIPUS STORY, WHERE IT'S A
QUESTION OF SOMEONE TRYING TO
AVOID HIS FATE AND FULFILLING
THE VERY THING THAT THE HUMANS
WERE WARNED AGAINST, HIS
PARENTS OF COURSE BEING WARNED
THAT THIS CHILD WOULD DO THESE
HORRIBLE THINGS, KILL HIS
FATHER, MARRY HIS MOTHER, SO
THEY ABANDON HIM HOPEFULLY TO
DIE.
OF COURSE THROUGH AN
IMPROBABLE SERIES EVERY
EVENTS, THE VERY THING THAT
EVERYBODY FEARS TOOK PLACE.
WE TEND TO MISREAD DESTINY.
WE TEND TO MISREAD FAITH, AND
IN A VERY ACT OF TRYING TO
CONTEST OR FORESTALL OR FAITH,
WE FULFILL IT.
THERE'S SORT OF A PARADOX
THERE THAT HAS BEEN
TROUBLESOME FOR HUMANS FOR
MANY THOUSANDS OF YEARS.
MAYBE IT STILL IS.
SO WHAT DO WE MAKE OF A
NARRATIVE LIKE THIS?
IT'S INTERESTING THAT THIS IS
ONE OF THE FEW TALES THAT GETS
INTERRUPTED IN THE CANTERBURY
TALES.
THE OTHER LISTENERS HAVE HAD
ENOUGH.
THE KNIGHT INTERRUPTS HIM,
BASICALLY SAYING, YOU KNOW,
"HEY, NO MORE, MY GOOD SIR,"
EXCLAIMED THE KNIGHT.
"WHAT YOU HAVE SAID SO FAR IS
NO DOUBT RIGHT, BUT STILL A
LITTLE GRIEF WILL DO FOR MOST
OF US IS MY BELIEF."
HE MUCH PREFERS TALES OF
INSTANCES OF MEN OF LOW
ESTATE, MEANING, YOU KNOW,
THEY COME FROM THE WRONG SIDE
OF THE TRACKS.
THEY DON'T HAVE ANYTHING.
"WHO CLIMB ALOFT AND GROWING
FORTUNATE REMAIN SECURE IN
THEIR PROSPERITY.
THAT IS DELIGHTFUL AS IT SEEMS
TO ME AND IS A PROPER SORT OF
TALE TO TELL."
HE LIKES HAPPY ENDINGS.
HE LIKES RAGS TO RICHES, WHICH
MY WIFE DOES, TOO.
SHE WOULD HAVE HATED THIS
BOOK.
SHE CERTAINLY DIDN'T READ IT.
AND THE OTHER GIFTS GROW AND
THE HOST SORT OF SHUTS HIM UP
AND THEY GO ON TO THE NEXT
TALE.
NOW WHAT'S INTERESTING HERE IS
A COUPLE OF THINGS.
FIRST OF ALL I WANT TO REFLECT
ABOUT THIS IN LIGHT OF
BOETHIUS, COMING BACK TO
BOETHIUS FOR A MINUTE.
CHAUCER DID A TRANSLATION OF
BOETHIUS, AND IN FACT HE--
IT'S REALLY HARD TO CONVEY HIS
CULTURAL IMPORTANCE.
HE WAS A REAL FOUNDATIONAL
DOCUMENT.
ONE SCHOLAR SAID, TO GET A
TASTE FOR BOETHIUS IS TO BE
NATURALIZED INTO THE MIDDLE
AGES AND THIS REALLY RAN
THROUGH THE RENAISSANCE PERIOD
ACTUALLY.
ALFRED THE GREAT, WHO WAS AN
ANGLO-SAXON KING LIVING, YOU
KNOW, THOUSANDS OF YEARS AGO,
TRANSLATED HIM.
QUEEN ELIZABETH TRANSLATED
HIM.
HE WAS-- HE HAD A STATURE, AN
ACCESSIBILITY.
SO WHAT WAS HIS SOLUTION TO
THIS PROBLEM?
BECAUSE HE WAS A LIVING
EXAMPLE OF THIS.
HE WAS, YOU KNOW, WRITE THIS
IN THE CELL AWAY FROM HIS
LIBRARY, AWAY FROM EVERYTHING
THAT MADE LIFE WORTHWHILE AND
A SCHOLARSHIP AND HE WAS
REALLY WELL KNOWN.
HE DID TRANSLATIONS OF
ARISTOTLE.
HE HELPED CONTINUE THAT
CLASSICAL INHERITANCE IN THE
WEST, AND IN FACT HIS-- HE
WROTE A TREATISE ON MUSIC THAT
WAS A STANDARD TEXTBOOK ALL
THE WAY THROUGH THE 1700s AT
OXFORD, YOU KNOW.
1,300 YEARS LATER.
SO IT'S FAIRLY AMAZING.
WELL, IN THIS BOOK, PHILOSOPHY
AS THIS CHARACTER SORT OF
COMES VISITS HIM, AND THEY
HAVE THESE SORT OF GIVE AND
TAKE.
HE SORT OF BREAKS HER.
YOU KNOW, WHY IS THIS
HAPPENING TO ME?
AND SHE GIVES HIM CERTAIN
ANSWERS.
FOR INSTANCE, YOU KNOW,
BASICALLY SOMETIMES THEY DON'T
SEEM SO HELPFUL, BUT, YOU
KNOW, THINGS LIKE "IT IS
BETTER TO BE VIRTUOUS AND HAVE
IT BAD," YOU KNOW, THAN THE
OTHER WAY AROUND.
THIS IS SOMETHING YOUR MOTHER
MIGHT TELL YOU.
BECAUSE BASICALLY BEING GOOD
HAS ITS OWN REWARDS, THAT
WHOLE SORT OF IDEA THAT WE
DON'T NECESSARILY REALIZE THAT
YET.
AND ALSO IT'S SORT OF THE JOB
OF A PHILOSOPHER, ACCORDING TO
LADY PHILOSOPHY WHO VISITS
HIM, TO SORT OF BE DESPISED
AND BETRAYED, BECAUSE THAT'S
WHAT THE COMMON LOT OF MEN DO
AS PHILOSOPHERS.
SO HE KEEPS PRESSING HER.
THEN SHE GIVES THIS IMAGE AND
SAYS THAT ALL OF US KNOW THAT
GOOD IS HAPPY-- OUR TRUE GOOD
IS HAPPINESS, BUT WE TAKE THE
ROUND ROUTE TO GET THERE,
THINGS LIKE SUCCESS OR FAME,
WHICH SHE IS CONSTANTLY
PUTTING DOWN.
>> THINGS LIKE NOBILITY; YOU
KNOW, THAT'S A CLASSIC VIRTUE.
NOBILITY IS ONLY THE THING
WITH YOUR ANCESTORS.
AND FAME IS ITSELF A HOLLOW
PRAISE OF PEOPLE WHO DON'T
REALLY KNOW WHAT'S RIGHT AND
WRONG THEMSELVES ANYHOW.
THIS GOES SMACK-DAB AGAINST
REALLY--
(Chuckling)
YOU COULD ARGUE OUR DAY AND
AGE, TOO, BUT CERTAINLY THE
CULTURAL STREAM THAT THEY WERE
IN.
NOTHING WAS MORE IMPORTANT
THAN YOUR GLORY, YOUR FAME.
THAT'S WHY PEOPLE RODE OUT
INTO BATTLE.
THAT'S ONE OF THE REASONS.
WELL, YOU KNOW, SO SHE SAYS,
PHILOSOPHY, PEOPLE WHO KNOW
WHAT THE TRUE GOOD IS,
HAPPINESS, BUT THEY TAKE THE
WRONG ROUTES TO GET THERE,
LIKE A DRUNK, YOU KNOW, WHO
KNOWS HIS HOUSE BUT CAN'T GET
THERE, CAN'T FIND HIS WAY
HOME.
SO HE ASKS HER: WHY IS JUSTICE
SO UNAPPARENT DOWN HERE?
AND THIS IS WHEN SHE MAKES THE
POINT THAT ALL IS JUSTICE.
WE JUST DON'T UNDERSTAND IT.
YOU KNOW, THE GOOD ARE
REWARDED AND EVIL PUNISHED
SIMPLY BY BEING WHAT THEY ARE.
AND FURTHERMORE, WE DON'T
REALLY HAVE THE EYES TO SEE.
THIS IS WHERE HE GIVES THE
REALLY FAMOUS IMAGE.
HE SAYS IF WE WERE IN THE
CIRCLE OF THE "DIVINE
SIMPLICITY," THE PHRASE HE
USES, WHAT SEEMS TO US LIKE
DESTINY, FORTUNE THAT THE MONK
TALKS ABOUT, WOULD BE AT ITS
CORE PROVIDENCE.
AND WE'RE SORT OF LIKE
IMAGINING THAT THE CULTURE YOU
GET INTO, SORT OF INHABITING
THE TRUE SIMPLICITY OF
DIVINITY, THE MORE YOU'RE SORT
OF INHABITING PROVIDENCE AND
NOT GETTING CAUGHT UP IN
THINGS ON THE EDGE OF THAT
WHEEL.
THAT'S WHEN YOU'RE SUBJECT TO
FATE, WHEN YOU'RE SEEING
THINGS IN A FRACTURED WAY AND
TIME AND SPACE.
AND SO REALLY IT HAS TO DO
WITH OUR PERSPECTIVE AND HOW
WE'RE LIVING OUR LIVES AND
SORT OF WHO WE'RE LISTENING
TO.
WE'RE IN THE CENTER OF WE'RE
ACTUALLY INHABITING, WE SEE
THAT EVERYTHING IS HAPPENING
WITH SOME SORT OF PURPOSEFUL
PLAN IN A GOOD WAY AND WE
DON'T FEEL ALIENATED AND
MISTREATED.
THIS STILL LEAVES ONE QUESTION
THAT HE ASKS HER ABOUT, AND
THAT IS, WELL, THEN IF
PROVIDENCE KNOWS, IF IT'S IN
THE DIVINE MIND AND THIS ACT
OF KNOWING, WHAT I'M GOING TO
DO-- AND THIS IS ANOTHER
CLASSIC DILEMMA, HOW IS IT
THAT MY ACTIONS HAVE ANY
WEIGHT OR ACCOUNTABILITY?
IF THE DIVINE MIND KNOWS I'M
GOING TO WALK OVER TO THAT
STOOL, FOR INSTANCE, AND SAY
WALKING OVER HERE WAS A REALLY
HORRIBLE THING TO DO FOR SOME
REASON, BECAUSE LIKE THAT TREE
IN EDEN WAS TOLD THIS IS THE
ONE THING I CAN'T DO, HOW CAN
I BE HELD ACCOUNTABLE FOR
THAT?
WELL, HER ANSWER TO THIS IS
THE FACT THAT THE QUALITY OF
KNOWLEDGE DEPENDS NOT ON THE
THING BEING KNOWN BUT ON THE
FACT OF KNOWING.
THE IMAGE THAT SHE USED IS
HUMANS.
YOU KNOW, WE CAN KNOW EACH
OTHER.
WE CAN KNOW A HUMAN THROUGH
SENSATION.
THAT KNOWS ONLY THE BODY.
WE CAN KNOW TO IMAGINATION,
WHICH WAS NOT QUITE WHAT WE
MEAN BY THAT TERM BUT IT WAS
ONE OF THE MENTAL FACULTIES
WITH WHICH WE IMAGE THE WORLD,
AND THAT IS ONLY A SHAPE
WITHOUT MATTER.
OR WE CAN KNOW THE REASON AS A
CONCEPT, A SPECIES, YOU KNOW,
THAT WHICH IS HOMO SAPIENS
VERSUS SOME OTHER SPECIES,
SOME OTHER CATEGORY.
AND BY ITSELF, NONE OF THESE
FACULTIES CAN REALLY SEE OR
PERCEIVE THINGS THE WAY THE
HIGHER FACULTIES CAN.
REASON CANNOT UNDERSTAND OR,
YOU KNOW-- SIMPLY THE BODILY
SENSATION CAN'T UNDERSTAND
WHAT IMAGINATION CAN, AND THE
IMAGINATION CAN'T UNDERSTAND
THE FULL COMPLEXITY OF WHAT
REASON CAN.
SHE ARGUES THERE'S EVEN HIGHER
FACULTY UNDERSTANDING, TO
WHICH WE CAN TRY TO TRANSCEND
OUR REASON AND GET SOME
GLIMPSE OF WHAT THAT DIVINE
SIMPLICITY, WHAT THAT
PERSPECTIVE WOULD BE WHY.
IT'S ONLY A SUGGESTION BUT HER
CONCEPT IS THAT ETERNITY IS
NOT PERPETUITY.
IT'S NOT AN INFINITE SERIES OF
EVENTS IN TIME.
IT'S-- TIME IS ONLY A DIM
IMAGE OF THAT.
IT'S A PLENITUDE.
IT'S AN EXISTING ALL NOW AND
FOREVER.
AND SO FROM GOD'S PERSPECTIVE,
SOMETHING YOU DID YESTERDAY,
HE DOESN'T REMEMBER IT.
IT'S NOT THAT HE SEES THAT
BECAUSE HE HAS A BETTER
MEMORY, BUT IT'S AS PRESENT TO
HIM NOW AS WHAT YOU'RE DOING
NOW IS, JUST LIKE AN EVENT IN
THE FUTURE IS.
SO HE SEES IT; HE KNOWS IT,
BUT HE NO MORE CONTROLS IT
THAN YOU WATCHING ME WALK OVER
TO THAT STOOL CONTROLLED ME
DOING THAT.
WELL, THAT'S HER SOLUTION AT
ANY RATE.
AND-- OH, SORRY.
AND ONE OF THE ISSUES HE DEALS
WITH HERE ARE THE FATES OF
NATIONS AND WHY CERTAIN
NATIONS SEEM TO PROSPER AND DO
WELL AND OTHERS SORT OF HAVE A
BAD TIME OF IT.
AND AGAIN, THIS IS TIMELY FOR
BOETHIUS, BECAUSE HE WAS
SERVING UNDER A SO-CALLED--
WHAT THEY USED TO CALL IN
HISTORY BOOKS A BARBARIAN
KING.
HE WAS AN AUSTRAL GOD, A
GERMANIC PEOPLE THAT CAME
ORIGINALLY FROM THE UKRAINE.
AND THE MAN HE WORKED FOR
ACTUALLY GREW UP IN IMPERIAL
CIRCLES IF CONSTANTINOPLE AND
ENDED UP THROUGH A LONG SERIES
OF EVENTS TAKING OVER ITALY.
AND HE'S ONE OF THE LAST
PEOPLE THAT ACTUALLY SORT OF
CONTROLLED ITALY AS A WHOLE TO
THE 19th CENTURY.
BUT DURING THIS MAN'S REIGN,
HE'S WELL KNOWN FOR BEING
BASICALLY PRETTY ENLIGHTENED
AND HE HAD A GREAT RESPECT FOR
THE IMPERIAL SYSTEM, PROBABLY
BECAUSE HE GREW UP IN
CONSTANTINOPLE IN THE COURT OF
THE EASTERN EMPIRE.
AND HE PROMOTED SOMEONE LIKE
BOETHIUS, WHO WAS THE OLD
ROMAN ARISTOCRACY BASICALLY,
AND THERE WAS A REAL ATTEMPT
TO BRIDGE THESE DIFFERENCES.
BUT THIS IS ALL WHAT BROKE
DOWN AT THE END EVERY HIS
REIGN.
HE DIED A VERY BITTER MAN.
HE KILLED THE CURRENT POPE AND
BOETHIUS'S MENTOR AND OF
COURSE HE HAD BOETHIUS HIMSELF
PUT TO DEATH.
THERE WERE, YOU KNOW,
DIFFERENT FACTIONS AND RUMORS
CIRCULATING AND HE FELT PEOPLE
WERE ATTEMPTING TO UNDERMINE
HIM.
AND THIS SORT OF BRIEF
SYNTHESIS BROKE DOWN.
IT'S ALSO INTERESTING, YOU
KNOW, IF WE THINK ABOUT THIS
IN RELATION TO THE BOOK,
BECAUSE IT OCCURS TO ME THAT
COLONEL BEHRANI HAS A SIMILAR
CONFLICTED PLACE WITH
CULTURES, AND I THINK ALL
THESE PEOPLE ARE IN MANY WAYS.
HE COMES FROM HIS POINT OF
VIEW A VERY ANCIENT CULTURE.
I LOVE THAT SCENE WHEN THEY'RE
DRINKING WITH HIS GENERAL, HIS
MENTOR.
HE MAKES THAT COMMENT THAT,
YOU KNOW, THAT THE RICH-- THE
SORT OF COLONY OF RICH
PERSIANS THAT HE LIVES WITH IN
BERKELEY AT THE BEGINNING OF
THE NOVEL TO TRY TO KEEP UP
APPEARANCES THAT THEY CAN'T
AFFORD, HE COMMENTS THAT THEY
DON'T REALLY KNOW HOW TO DRINK
LIKE MEN AND HE REMINISCES
BACK WHEN HE WAS IN THE
MILITARY AND THEY WOULD GET
TOGETHER AT THE GENERAL'S
HOUSE AND THE
THOUSAND-YEAR-OLD SONGS WOULD
BE PLAYING, WHICH WERE ONLY AS
THIRD AS OLD AS THE COUNTRY
WAS, AND THERE'S THE DEFINITE
SENSE OF PRIDE IN NOT ONLY HIS
POSITION BUT THE CULTURE HE
COMES FROM.
OF COURSE HE FINDS HIMSELF
WORKING ON A ROAD CREW NOW, OR
IN A CONVENIENCE MART, AND
WITH ALL THESE SORT OF
REFUGEES FROM DIFFERENT
CULTURES.
AND IN MANY WAYS THEY'RE ALSO
DISPLACED FROM ONE SORT OF
CULTURAL CONTEXT OR ANOTHER.
INTERESTINGLY LESTER HIMSELF,
WHO, YOU KNOW, SEEMS LIKE THE
SORT OF STRAIGHT-ARROW COP
WHEN WE FIRST MEET HIM, AND WE
GRADUALLY LEARN MORE AND MORE
ABOUT HIM HOW, YOU KNOW, HE
PLANTED EVIDENCE ON SOMEBODY
AND THEN LATER IN THE NOVEL WE
LEARN WHERE THAT COMES FROM,
BECAUSE HE DOESN'T LIKE THE
BULLIES, IF YOU REMEMBER.
AND THAT GROWS OUT OF HIS
EXPERIENCE IN CHULA VISTA,
GROWING UP THE MINORITY AS AN
ANGLO.
HE FELT WEAK AND POWERLESS
AGAINST THE CHICANOS WHO WOULD
BEAT HIM UP.
BUT HE'S SORT OF IN THAT SAME
KIND OF POSITION BEHRANI'S IN,
AND INDEED THEODORIC, WHO'S
THE KING BOETHIUS WORKED FOR
AND WHOSE CULTURE IS FALLING?
YOU KNOW, ARE WE DESTINED, ARE
WE FATED TO BE THE NATION OF
DESTINY AS IN MANIFEST
DESTINY?
SOMETIMES WE THINK THAT WAY.
OUR SUCCESS ITSELF TRUMPS ANY
OTHER CONSIDERATIONS AND IT
MUST BE RIGHT BECAUSE IT'S
SUCCESSFUL, AND THE MONK WOULD
SAY-- THE MONK MEANING NOT THE
DETECTIVE IN THE TV SHOW BUT
CHAUCER'S MONK, WOULD SAY
THAT'S EXACTLY WHEN YOU NEED
TO WATCH OUT THE MOST.
WHEN FATE'S READY TO PLAY HER
LITTLE GAME WITH YOU AND
TORMENT YOU.
IT OCCURRED TO ME THAT, LIKE
THE "MONK'S TALE," THE
CHARACTERS IN "HOUSE OF SAND
AND FOG," WE DON'T GET THAT
SATISFYING, CLEAR MORAL
COMPASS WITH THE NOTION OF
TRAGEDY THAT WE'RE USED TO
THINKING OF IN TERMS OF TRAGIC
FAULTS AND CATHARSIS THAT
WE'VE ALL HEARD THESE TERMS.
WE DON'T HAVE, YOU KNOW-- WE
HAD THE STAGE CLEARING BUT WE
DON'T HAVE SOMEONE HEROIC
COMING IN AFTERWARDS CLEANING
UP THE MESS.
AND I THINK THIS IS WHAT'S
PUZZLING ABOUT THIS AND
DISTURBING.
I KNOW I TALKED TO A CLASS-- I
WAS HAVING A DISCUSSION WITH
MOSTLY GRADUATING TEENAGERS
AND I HAPPENED TO MENTION THIS
BOOK, AND THIS ONE STUDENT,
SHE WAS JUST REALLY SURPRISED.
HER EYES KIND OF GOT WIDE.
OH!
THAT'S THE COMMON NOVEL?
I FEEL SO SORRY FOR THEM.
SHE SAID I SAW THAT MOVIE LAST
SUMMER.
I WAS DEPRESSED, YOU KNOW, FOR
DAYS.
AND THAT'S JUST ANECDOTALLY
TALKING TO STUDENTS A LOT
ABOUT THIS NOVEL.
THAT'S KIND OF THE IMPRESSION.
IT'S KIND OF THAT "MONK'S
TALE" SORT OF FEEL, THIS SORT
OF UNREMITTING FATE ON THE
WHEELS, ON THE ENGINES OF
EVERYONE'S HEELS.
AND, YOU KNOW, IN-- YOU KNOW,
I THINK IN THE CASE OF "HOUSE
OF SAND AND FOG" WE DON'T HAVE
THE APPEAL TO THAT DIVINE
SIMPLICITY THAT WE HAVE IN
BOETHIUS.
I DON'T THINK THAT'S THERE.
THIS IS SORT OF A POST
HUMANIST VIEW OF THIS.
THESE FALLIBLE, MALLEABLE
PEOPLE WHO HAVE ALL HAVE THESE
SEEDS OF DESTRUCTION IN THEM.
LET'S NOT FORGET THIS WHOLE
SERIES OF PROBLEMS WAS CAUSED
SIMPLY BY AN ERROR IN ADDRESS.
ANY OF THESE PEOPLE COULD HAVE
PULLED BACK AT ANY MOMENT.
LIKE BOETHIUS, IT SEEMS TO
PLAY OUT-- LIKE HIS VERY LIFE
STORY, IT SEEMS TO PLAY OUT IN
THIS SORT OF LARGER HISTORICAL
CANVAS, THIS CONFLICTS OF
CULTURES.
BEHRANI'S CONSTANTLY A
SKEPTICAL-- (Chuckling)
DISENCHANTED VIEW OF MODERN
AMERICA.
HE'S CONSTANTLY SEEING US AND
WE'RE LAZY AND WE'RE ILL-KEPT
AND UNDISCIPLINED.
YET IRONICALLY ENOUGH HE USES
THOSE SORT OF OBSERVATIONS TO
ENCODE HIS OWN VISION OF SORT
OF THE QUOTE-UNQUOTE AMERICAN
DREAMS BECAUSE HE SAYS WHAT HE
FEELS, WE'RE TOLD IT'S
PRECISELY IMMIGRANTS LIKE HIS,
FROM A COUNTRY THAT KNOWS WHAT
TO APPRECIATE HERE, THAT'S
GOING TO MAKE GOOD AND THAT'S
OF COURSE PRECISELY WHAT IS
FRUSTRATED IN THE COURSE OF
THIS NOVEL.
SO WE HAVE THE FACT THAT
EVERYONE'S DESIGNS FALL DOWN
AROUND THEM, AND I THINK IN MY
PERSONAL OPINION (Chuckling)
WITHOUT PROBABLY THE
INTENDED-- I WON'T SAY
GRATIFICATION, BUT I SAY
COMPILATION THAT WAS IN THE
BACK OF CHAUCER'S MIND.
ALL RIGHT.
WELL, THAT'S JUST SOME
TENTATIVE THOUGHTS THAT I HAD
ABOUT THIS IN RELATION TO THE
MEDIEVAL TRADITION, WHICH IS
REALLY PRETTY MUCH NOTORIOUS
FOR NOT BEING DRAMA IN THE WAY
WE'RE USED TO THINK ABOUT THAT
WHEN WE READ SAY SHAKESPEARE.
I WILL NOW TURN IT OVER.
THANK YOU.
(Applause)
I WILL NOW TURN IT OVER TO MY
COLLEAGUE IN MY DEPARTMENT
PROFESSOR SANTANA, WHO GOT HIS
Ph.D. AT THE GRADUATE CENTER
AT THE CITY UNIVERSITY OF NEW
YORK.
HIS RESEARCH FOCUSES PRIMARILY
ON THE INTERACTION BETWEEN
LANGUAGE, BOTH LITERARY AND
SOCIAL, AND KNOWLEDGE SYSTEMS
FROM THE MEDIEVAL TO THE
POSTMODERN.
HE HAS A BOOK COMING OUT AND
IS CURRENTLY WORKING ON A BOOK
ON RELIGION AND POPULAR
CULTURE, WHICH IS REALLY KIND
OF RIGHT UP THE ALLEY OF WHAT
I'VE JUST BEEN TALKING ABOUT.
MOMENTS OF SUBVERSIVE
RELIGIOUS ERUPTIONS IN
CONTEMPORARY AMERICAN CULTURAL
PRODUCTIONS, INCLUDING FILM,
TELEVISION, NEWS MEDIA AND
VIDEO GAMES.
HE IS ALSO INTERESTED IN
CARIBBEAN WOMEN'S FICTION FROM
THE PERSPECTIVE OF IDENTITY
FORMATION, AND ONCE AGAIN HOW
LANGUAGE CREATES WAYS EVERY
KNOWING AND UNDERSTANDING THE
SELF AND THE OTHER.
HE IS THE LANGUAGE AND
LITERATURE-- HE IS IN THE
LANGUAGE AND LITERATURE
DEPARTMENT WITH ME WHERE HE
TEACHES COURSES RANGING FROM
LANGUAGE AND LITERATURE,
SHAKESPEARE AND (Unclear).
I NOW TURN IT OVER.
>> Richard Santana: THANKS,
TOM.
OKAY.
UNLIKE TOM, I'VE ACTUALLY
PREPARED A WHOLE PAPER SO I'M
JUST GOING TO READ IT.
IT MIGHT BE A LITTLE LESS
DYNAMIC.
I WAS GOING TO JUST TALK TO
YOU, BUT I THOUGHT I MAY AS
WELL JUST-- I STARTED TO WRITE
DOWN SOME NOTES AND THEN IT
TURNED INTO A PAPER, SO I
MIGHT AS WELL JUST READ WHAT I
HAVE.
ANDRE DUBUS'S NOVEL, "HOUSE OF
SAND AND FOG," HAS BEEN
REGULARLY DESCRIBED AS A
MODERN VERSION OF ANCIENT
GREEK TRAGEDY.
THIS PERSPECTIVE LEADS TO
SEVERAL POSSIBLE AREAS OF
INQUIRY: WHAT IS TRAGEDY AND
HOW IS THIS NOVEL RELATED TO
IT?
IF THEY ARE RELATED, WHAT IS
DUBUS'S INTENTION IN MODELING
HIS WORK ON THE ANCIENT FORM
IN ORDER TO ARRIVE AT SOME
CONCLUSION ABOUT THE NOVEL--
SORRY, ABOUT WHETHER THE NOVEL
DOES OR DOES NOT RESEMBLE
GREEK TRAGEDY, WE NEED TO ASK
SEVERAL QUESTIONS.
FIRST: WHAT ARE THE CRITICAL
ELEMENTS OF TRAGEDY?
IF THE NOVEL DOES INDEED
RESEMBLE THIS FORM, WHAT
SALIENT ELEMENTS OF THAT FORM
ARE REPRESENTED WITHIN IT, AND
ULTIMATELY WHAT IS THE POINT?
TO BEGIN THIS CONVERSATION, WE
SHOULD START WITH ARISTOTLE'S
DEFINITION AS WESTERN
CIVILIZATION HAS DONE FOR
ALMOST 2,300 YEARS, ACCORDING
TO WHICH, QUOTE: "TRAGEDY IS
AN INVITATION OF A NOBLE AND
COMPLETE ACTION.
HAVING THE PROPER MAGNITUDE,
IT EMPLOYS LANGUAGE THAT HAS
BEEN ARTISTICALLY ENHANCED.
IT IS PRESENTED IN DRAMATIC
FORM, NOT NARRATIVE, AND
ACHIEVES, THROUGH THE
REPRESENTATION OF PITIFUL AND
FEARFUL INCIDENTS, THE
CATHARSIS OF SUCH INCIDENTS."
UNQUOTE.
WE SHOULD TAKE THESE ELEMENTS
ONE AT A TIME AND COMPARE THEM
TO THE NOVEL.
FIRST NOTE THAT THE DEFINITION
FOCUSES ON IMITATION OF
ACTION, NOT CHARACTERS.
ARISTOTLE'S POSITION ABOUT
TRAGEDY WAS THAT IT WAS
IMPORTANT TO ACCURATELY
REPRESENT HUMAN ACTION.
CHARACTER CAME A DISTANT
SECOND.
BY COMPLETE, HE MEANT THAT THE
ACTION CONTAINED A BEGINNING,
A MIDDLE AND AN END.
FOR A COMPLEX PLOT, THIS
INVOLVES TWO ELEMENTS:
PERIPETEIA, REVERSAL AND
ANAGNORISIS DISCOVERY.
IN THE COMPLEX PLOT, THE HERO
BEGINS THE ACTION WITH SOME
LARGER THAN LIFE QUALITY,
RESIDENT WITHIN THIS QUALITY
WE MIGHT FIND THE HERO'S FLAW.
THROUGH A SERIES OF SMALLER
ACTIONS, THE HERO'S FORTUNE IS
REVERSED, AND IN THE END THE
TRUTH IS DISCOVERED THROUGH
RECOGNITION OR MEMORY OR
HIDDEN IN-- SORRY, OR HIDDEN
SIGN AND THE GREAT MAN'S FALL
IS COMPLETE.
IT IS THIS MOMENT OF
RECOGNITION THAT IS THE WHOLE
THRUST OF THE DRAMA.
THE RESOLUTION OF TRAGEDY
SHOULD RELIEVE US OF THE
TENSION IT ITSELF HAS BEEN
BUILDING UP WITHIN US THROUGH
THE EMOTIONS OF PITY AND FEAR.
WHILE ELSEWHERE ARISTOTLE
GENERALLY TRIES TO AVOID THE
EFFECTIVE FALLACY, THE IDEA
THAT WORKS OF ART SHOULD OR
COULD BE JUDGED ON THE BASIS
OF THEIR EFFECT UPON THE
AUDIENCE, RATHER THAN ON THEIR
INDIVIDUAL MERIT BEYOND THE
AUDIENCE.
HOWEVER IT IS THE CATHARTIC
NATURE OF THE PLAY THAT MOST
DRAWS ATTENTION IN THIS
DEFINITION, AND THIS IS ALMOST
ENTIRELY DEPENDENT UPON THE
AUDIENCE'S REACTION TO THE
PLAY.
THE AUDIENCE'S EMOTIONS OF
PITY AND FEAR FOR THE HERO ARE
BROUGHT TO SUCH A HEIGHT THAT
WHEN THE FINAL DISCOVERY IS
MADE, IT HEAVES A GREAT SIGH
OF RELIEF, A CATHARSIS.
IT IS SIGNIFICANT TO POINT
OUT, HOWEVER, THAT THIS IS AN
IDEALIZED AUDIENCE AND NOT ANY
INDIVIDUAL AUDIENCE.
ENDLESS DEBATES HAVE CENTERED
ON THE TERM CATHARSIS, WHICH
ARISTOTLE UNFORTUNATELY DOES
NOT DEFINE.
SOME CRITICS INTERPRET
CATHARSIS AS THE PURGING OR
CLEANSING OF THIS PITY AND
FEAR, FROM THE SPECTATORS AS
THEY OBSERVE THE ACTION ON
STAGE.
IN THIS WAY, TRAGEDY RELIEVES
THEM OF HARMFUL EMOTIONS,
LEAVING THEM BETTER PEOPLE FOR
THEIR EXPERIENCE.
ACCORDING TO THIS
INTERPRETING, ARISTOTLE MAY
HAVE BEEN OFFERING AN
ALTERNATIVE TO PLATO'S CHARGE
THAT DRAMATIC POETS WERE
DANGEROUS TO SOCIETY BECAUSE
THEY INCITED THE PASSIONS.
IT IS THEN THE HERO'S REVERSAL
OF FORTUNE AND ULTIMATE
SUFFERING THAT ALLOWS THE
SPECTATORS THIS RELEASE OF
HARMFUL ENERGIES.
WHAT HAPPENS WHEN WE APPLY
THIS FORMULA TO "THE HOUSE OF
SAND AND FOG"?
IN ORDER TO FOLLOW THIS LINE
EVERY REASONING, WE NEED TO
IDENTIFY A HERO WITHIN THE
TEXT, WHICH MEANS WE HAVE TO
TALK ABOUT CHARACTER OR
CHARACTERS.
THERE ARE THREE CANDIDATES FOR
THE ROLE OF HERO IN "HOUSE OF
SAND AND FOG."
BEHRANI, KATHY AND LESTER.
IN EACH CASE, THERE ARE
PROBLEMS IN APPLYING
ARISTOTLE'S DEFINITION TO
THESE CHARACTERS FOR DIFFERENT
REASONS.
FIRST BEHRANI WOULD MAKE A
GREAT TRAGIC HERO IN THE
ARISTOTELIAN VIEW, BUT HIS
FALL HAS BEGUN LONG BEFORE WE
MEET HIM ON THE SIDE OF THE
ROAD OR IN THE QUICKIE MART.
THIS WOULD TEND TO EXCLUDE HIM
AS "THE" HERO SINCE THE ACTION
OF THE FALL IS NOT COMPLETE
WITHIN THE CONTEXT OF THE
DRAMATIC ACTION OF THE NOVEL.
WE'LL GET BACK TO THAT IN A
MOMENT.
KATHY IS NOT AN OBVIOUS
CHOICE, AND WE COULD ARGUE
THAT HER FORTUNE IN THIS NOVEL
IS ULTIMATELY RISING RATHER
THAN FALLING.
IN THE BEGINNING, SHE IS A
DEPRESSED, ABANDONED, FORMERLY
DRUG-ADDICTED WOMAN WHO HAS
RECENTLY LOST HER HUSBAND, HER
HOUSE AND BEGINS TO FALL OFF
THE WAGON.
AND BY THE END, THERE ARE SOME
HINTS AT ENCOURAGING SIGNS OF
RECOVERY.
LESTER'S COURSE IS RATHER
FLAT.
WHILE HE DOES LOSE HIS FAMILY
AND JOB, HE GIVES THE
IMPRESSION THAT THESE WERE NOT
THAT VALUABLE TO HIM AND HE IS
WILLING TO PUT THEM AT RISK IN
ORDER FOR SOME OTHER KIND OF
LIFE.
BOTH THESE CHARACTERS FAIL THE
LARGER THAN LIFE TEST OF A
TRAGIC HERO.
THEIR FALL, IF IT COULD BE
READ AS A FALL, IS NOT THAT
DRAMATIC.
THIS BRINGS US BACK TO BEHRANI
AS LOGICALLY THE ONLY
POTENTIAL HERO CANDIDATE LEFT
IN THIS STORY.
HERO HERE DOES NOT MEAN THAT
THE CHARACTERS ARE NECESSARILY
OF HIGH MORAL STANDING OR THAT
THEY MUST ALWAYS BE KINGS OR
GODS.
THE TITLE CHARACTER OF
EURIPIDES' "MEDEA" IS A WICKED
SORCERESS WHO KILLS HER OWN
CHILDREN.
ACCORDING TO JOHN HARDISON,
THE TERM COULD BE TRANSLATED
AS LARGER THAN LIFE MAJESTIC
OR JUST SERIOUS.
BEHRANI MIGHT FIT ANY OF THESE
ATTRIBUTES AND WHILE WE MEET
HIM IN MID-FALL, AS IT WERE,
WE COULD ARGUE THAT HE HAS
CONSIDERABLY FARTHER TO FALL
THAN THE OTHER CHARACTERS.
IT IS ONE THING FOR A FORMER
COLONEL OF THE IRANIAN ROYAL
AIR FORCE TO BE FORCED TO WORK
AT A CONVENIENCE STORE AND
PICKING UP TRASH ON THE SIDE
OF THE ROAD.
IT IS QUITE ANOTHER FOR A
FATHER TO WATCH HIS ONLY SON
DIE AND THEN TO GO HOME AND
KILL HIMSELF AND HIS WIFE.
THE PURPOSE OF THE HERO'S
NOBILITY, AFTER ALL, IS TO
ALLOW US TO FEEL PITY AND FEAR
TO SUCH AN EXTENT THAT THE
CHARACTER ULTIMATELY FALLS--
SORRY, THAT WHEN THE CHARACTER
ULTIMATELY FALLS, WE FEEL
EMPTIED OF EMOTION.
IN THIS CASE, IT IS BEHRANI'S
CARE OF HIS FAMILY THAT MAKES
HIM MOST SYMPATHETIC AS A
CHARACTER.
WE ARE BEHIND BEHRANI, DESPITE
THE DUBIOUS ETHICS HE EMPLOYS
TO RATIONALIZE HIS POSITION ON
KATHY'S HOUSE.
BECAUSE WE FEEL HIS ACTIONS
ARE DETERMINED BY HIS LOVE FOR
HIS FAMILY, ON THE OTHER HAND
WE TEND TO BE UNSYMPATHETIC TO
KATHY BECAUSE SHE APPEARS TO
BE SELFISH, SELF-DESTRUCTIVE,
IRRATIONAL.
THE FACT THAT "HOUSE OF SAND
AND FOG" PRESENTS ONLY ONE
CHARACTER THAT COULD BE
UNDERSTOOD AS FULFILLING THE
ROLE OF THE TRAGIC HERO CAN
SUPPORT ITS RELATIONSHIP TO
THE GREEK TRAGEDY.
HOWEVER THERE IS ONLY ONE
CHARACTER WHO QUALIFIES DOES
NOT INDEED PROVE THAT IT
FULFILLS ALL OF THE
REQUIREMENTS, SINCE ARISTOTLE
INSISTS ON THE PRIVILEGING OF
ACTION OVER CHARACTER, WE
SHOULD EXAMINE BEHRANI'S
ACTIONS IN THE BOOK AND
COMPARE THEM TO ARISTOTLE'S
DEFINITION.
BY NOBLE ACTION, ARISTOTLE
DOES NOT MEAN THE ACTIONS OF
INDIVIDUAL CHARACTERS.
BUT THE PLOT OF THE STORY.
HIS CONCERN IS THAT THE
OVER-ARCHING NATURE OF THIS
PLOT BE HELD AT ITS ELEVATED
LEVEL.
IT SHOULD NOT REFER TO MUNDANE
OR TRIVIAL EVENTS BUT MUST
REFER TO AN OVERALL ACTION
THAT IS OF SOME MOMENT OR
SIGNIFICANCE.
THE ROLE OF THE CHARACTERS IS
SIMPLY TO MOVE THIS STORY.
IT MAKES THE MOST SENSE TO
ARISTOTLE THAT THE PROTAGONIST
OF THE TRAGEDY BE SOMEONE WHO
IS BOTH DIGNIFIED AND
BASICALLY GOOD FOR THE BEST
EFFECT UPON THE AUDIENCE.
BEHRANI'S ACTION THEN, IN THIS
COMPARISON, MUST BE
CONTEXTUALIZED WITHIN THIS
LARGER SCOPE.
HOW DO HIS ACTIONS CONTRIBUTE
TO THE GENERAL DIGNITY OR
HEIGHTENED EFFECT OF THE
OVERALL PLOT?
THE FIRST THING WE RECOGNIZE
IN BEHRANI'S CHARACTER IS HIS
WILLINGNESS TO SACRIFICE
HIMSELF AND HIS GREAT PRIDE
FOR THE SAKE OF HIS FAMILY'S
WELL-BEING.
THIS SINGLE CHARACTERISTIC
ALLOWS THE REST OF THE PLOT TO
RISE ABOVE THE ORDINARY AND
REACH THE APPROPRIATE LEVEL OF
BOTH COMPLEXITY AND EMOTIONAL
INVESTMENT FOR THE AUDIENCE TO
FEEL PITY AND FEAR.
WHEN WE INTERPOSE THE
MOTIVATIONS BEHIND LESTER AND
KATHY'S ACTIONS, WE GET
SUITABLE FOILS FOR BEHRANI'S--
FOR BEHRANI, WHOSE ACTIONS
WERE OFTEN MORALLY OR
ETHICALLY SUSPECT, ARE ALWAYS
GROUNDED IN THIS PRIMARILY
DECENT IMPETUS TO PROTECT AND
PROVIDE FOR HIS FAMILY.
THUS WE COULD ARGUE THAT THE
PRIMARY ACTION OF THE NOVEL
COULD QUALIFY AS A TRAGEDY IN
ARISTOTLE'S DEFINITION.
BUT WHAT OF THE OTHER ELEMENTS
OF COMPARISON?
ARISTOTLE CLEARLY
DISTINGUISHES BETWEEN MODES OF
IMITATIVE ART, THE EPIC POET,
HE MAKES CLEAR IS RELATED IN
SOME RESPECTS TO THE TRAGEDIAN
BUT UNRELATED IN OTHERS.
THE EPIC POET SHARES WITH THE
TRAGEDIAN THE SERIOUS NATURE
OF THEIR IMITATION BUT THEY
DIFFER IN TERMS THEIR METHOD
OF REPRESENTATION.
THAT DUBUS'S WORK IS A NOVEL,
A NARRATIVE AND NOT A PLAY MAY
APPEAR TO PUT IT OUT OF BOUNDS
FROM THIS DEFINITION.
BUT WE MAY CHOOSE TO IGNORE
THAT POSSIBILITY AS PERHAPS
TOO STRICT.
ONE WAY TO ASSOCIATE DUBUS'S
CONTEMPORARY NOVEL WITH THE
ANCIENT DRAMATIC FORM OF
TRAGEDY IS TO LOOK AT THE
DRAMATIC STRUCTURE OF THE
NOVEL.
DUBUS USES SEVERAL NARRATIVE
VOICES TO CREATE A TEXT OF HIS
STORY.
WHEN READ IN THIS FASHION, THE
VARIOUS VOICES IN THE NOVEL
MAY ASSUME POSITIONS WITHIN
THE CONTEXT OF TRAGIC FORM.
IN THE STANDARD GREEK TRAGEDY,
THE FIRST VOICE WE ENCOUNTER
IS THE PROLOGUE, SPOKEN BY ONE
OR TWO CHARACTERS, WHICH
INTRODUCE THE PLAY'S SETTING
AND MAJOR ACTION.
THE PARADOX BRINGS THE CHORUS
INTO THE ORCHESTRA TO BECOME
AN AUDIENCE AND RESPONDED TO
THE CHARACTERS.
THE CHORUS OFTEN ACTED AS THE
IDEAL SPECTATOR AS IN OEDIPUS
REX, WHEREIN IT CLARIFIES THE
EXPERIENCES AND THE FEELINGS
OF THE CHARACTERS IN EVERYDAY
TERMS AND EXPRESSES THE
CONVENTIONAL ATTITUDE TOWARD
THE DEVELOPMENTS IN THE STORY.
IN GENERAL, THE TRAGEDIANS
USED THE CHORUS:
ONE, TO CREATE ITS ODES;
TWO, TO INTRODUCE AND QUESTION
NEW CHARACTERS;
THREE, TO POINT OUT
SIGNIFICANCE OF EVENTS AS THEY
OCCURRED;
FOUR, TO ESTABLISH FACTS;
FIVE, TO AFFIRM THE OUTLOOK OF
SOCIETY;
THEN SIX, TO COVER PASSAGE
BETWEEN EVENTS.
THESE VARIOUS ROLES OF THE
CHORUS, AS REPRESENTATIVE OF
AN IDEALIZED AUDIENCE,
ESTABLISH A REMARKABLE
INTERACTION BETWEEN THE
AUDIENCE OF THE PLAY AND THE
CHORUS.
THE CONTEXTUAL STRUCTURE
RESULTS IN WHAT THE FRENCH
CALL A "MIS AU POINT," A
PLACEMENT WITHIN A WORK OF ART
OF AN OBJECT THAT RESEMBLE THE
THAT WORK OF ART IN TYPE.
FOR EXAMPLE, A FILM ABOUT
MAKING A FILM.
HERE, THE CHORUS RESEMBLES THE
ACTUAL AUDIENCE FOR THE PLAY,
AND THUS ENCASES THE PLAY
WITHIN A FRAME.
THE PLAY ITSELF BECOMES
REFLECTIVE.
IT BECOMES A REPRESENTATION OF
A REPRESENTATION.
THIS STRUCTURE CREATES, FOR
THE VIEWERS, AN INTERPRETIVE
LAYER FROM WHICH TO EXPERIENCE
THE ACTION OF THE PLAY.
THE CHORUS SERVES TO EMPHASIZE
FOR THE AUDIENCE THOSE
ELEMENTS NECESSARY FOR
CREATING AN EMOTIONAL
ATTACHMENT AND THUS THE
ULTIMATE CATHARTIC EXPERIENCE.
THE CHORUS ALSO REINFORCES
EXPECTED ASSUMPTIONS THAT ARE
TO BE MADE.
IT IN EFFECT SHOWS THE ACTUAL
AUDIENCE HOW TO BE A PROPER
AUDIENCE.
IN "HOUSE OF SAND AND FOG,"
THE FIRST VOICE WE HEAR IS
BEHRANI'S, AND THE PERSPECTIVE
IS CLEARLY IN THE PRESENT.
THE BOOK IS UNFRAMED.
THAT IS THERE'S NO FRAMING
NARRATIVE.
WE BEGIN IN THE MIDDLE OF
THINGS AND VERY MUCH IN THE
PRESENT TENSE.
QUOTE: "THE FAT ONE, THE
RADISH, TORRES, HE CALLS ME
CAMEL BECAUSE I'M PERSIAN AND
BECAUSE I CAN BEAR THIS AUGUST
SUN LONGER THAN THE CHINESE
AND THE PANAMANIAN AND EVEN
THE LITTLE VIETNAMESE.
TRONG WORKS VERY QUICKLY
WITHOUT REST.
BUT WHEN TORRES STOPS THE
ORANGE HIGHWAY TRUCK IN FRONT
OF THE CREW, TRONG HURRIES FOR
HIS PAPER CUP OF WATER WITH
THE REST OF THEM.
THIS HEAT IS NO GOOD FOR
WORK."
UNQUOTE.
THESE LINES EXIST IN A BLANK
STATE, UNCONTEXTUALIZED.
THEY GIVE NO HINT ON WHO THE
IDEAL OR INTENDED AUDIENCE IS
BUT THEY ARE PERSONALIZED.
THEY REVEAL IMMEDIATELY A
TECHNIQUE DUBUS WILL EMPLOY IN
THE REST OF THE TEXT TO HELP
DEFINE BEHRANI'S CHARACTER AND
VOICE, THAT WE HEAR BEHRANI'S
VOICE FIRST AND FOREMOST
ESTABLISHES FOR US A FRAMEWORK
FOR EXPERIENCING THE ACTION OF
THE BOOK.
HE VOCALIZES FOR US HOW WE
SHOULD REACH-- SORRY, HOW WE
SHOULD REACT IN CERTAIN
SITUATIONS SO THAT, WHILE WE
DO NOT HAVE A CHORUS, WE
BECOME CONSPIRATORIAL WITH
BEHRANI AND ALLOW OURSELVES TO
READ THE REST OF THE STORY
THROUGH HIS EYES.
WE BECOME, TO SOME EXTENT, OUR
OWN CHORUS, OUR OWN IDEALIZED
AUDIENCE.
WHILE THERE'S NO PROLOGUE TO
HELP SET THE SCENE OR TONE,
THE READER FINDS HIM OR
HERSELF CREATING A CONTEXT FOR
BEHRANI'S WORDS AND THUS
ASSUMING THE RESPONSIBILITY OF
THE CHORUS.
BY PLACING BEHRANI FAIR TIFF--
SORRY, BEHRANI'S NARRATIVE
VOICE SIDE BY SIDE WITH KATHY
AND LATER USING THE THIRD
PERSON NARRATOR TO DESCRIBE
LESTER'S ACTIONS AND THOUGHTS,
THE TEXT CREATES A DIALOGUE
QUALITY.
>> THESE VOICES APPEAR TO BE,
IF NOT EXACTLY IN CONVERSATION
WITH EACH OTHER, AT LEAST IN
SOME COMPARABLE RELATIONSHIP.
BEHRANI'S NARRATIVE IS
ADDRESSED TO NO ONE IN
PARTICULAR.
IT LACKS A CERTAIN CONTEXT.
BY THE TIME WE MEET KATHY,
ABOUT 20 PAGES LATER, WE ARE
JARRED OUT OF OUR DEVELOPING
CONNECTION TO BEHRANI AND
AGAIN HER NARRATIVE SHOWS NO
FRAME.
QUOTE: "MY HUSBAND GOT TO MISS
ALL THIS.
THAT'S WHAT I KEPT THINKING,
THAT HE DIDN'T HAVE TO BE
AROUND FOR ANY OF THIS, AND I
WAS STUCK AT THE EL RANCHO
MOTEL IN SAN BRUNO.
IT WAS A SHITTY LITTLE
ONE-STOREY "L" OF ROOMS WEDGED
BETWEEN AN ELECTRICAL PARTS
WAREHOUSE AND A TRUCK STOP BAR
NEAR 101 RAMP-- SORRY, FREEWAY
RAMP," UNQUOTE.
KATHY'S NARRATIVE VOICE IS
DISTINCT FROM BEHRANI'S.
WHILE THEIR NARRATIVES DO NOT
SPEAK DIRECTLY TO EACH OTHER,
EVEN FROM THESE BRIEF
PASSAGES, WE CAN BEGIN TO SEE
HOW THEY CONTRAST EACH OTHER
AND HOW THEY WILL ULTIMATELY
BEGIN TO DESCRIBE THE VERY
DIFFERENT SENSIBILITIES
ENGAGED IN EXPLAINING THE SAME
SERIES OF EVENTS.
COMPARE, FOR EXAMPLE, THE
EXCHANGE BETWEEN BEHRANI AND
CONNIE WALSH, KATHY'S LAWYER,
WHICH IS JUXTAPOSED TO A
NARRATIVE SECTION OF KATHY'S.
QUOTE: "AGAIN I FEEL THE BLOOD
IN MY CHEST, MY FACE BEHIND MY
EYES.
WHO ARE THESE PEOPLE?
TO WHOM DO THEY THINK THEY ARE
SPEAKING?
OF COURSE YOU DO NOT
UNDERSTAND WHAT I HAVE SAID.
I AM THE RIGHTFUL OWNER OF
THIS PROPERTY.
I AM WRONGED.
YOU HAVE HEARD MY OFFER.
YOU ARE FORTUNATE I HAVE
DECIDED TO SELL THE PROPERTY
AT ALL" UNQUOTE.
THE EXCHANGE BETWEEN LESTER
AND KATHY IS RETOLD IN KATHY'S
NARRATIVE AS A DIALOGUE ON THE
VERY NEXT PAGE.
QUOTE: "MY LAWYER SAID THE
ARABS WILL SELL ME-- SORRY,
WILL SELL MY HOUSE BACK."
REALLY, I NODDED.
A BUNCH OF OTHER BULLSHIT HAS
TO HAPPEN BEFORE I CAN MOVE
BACK IN THOUGH," UNQUOTE.
WHEN WE PLACE THESE VERY
DIFFERENT INTERPRETATIONS OF
EVENTS TOGETHER, THE
COMPARISON YIELDS A VERY
DIFFERENT READING OF KATHY AND
BEHRANI'S NARRATIVE IN
CONVERSATIONAL TONE.
BEHRANI IS FULL OF INDIGNATION
AND RIGHTEOUSNESS.
HIS DICTION IS PRECISE YET AT
TIMES AWKWARD.
HIS TONE IS IMPERIOUS.
KATHY'S TONE IS CASUAL.
HER DICTION SLOPPY AND CRUDE.
THE CHARACTERS REVEAL
THEMSELVES IN THEIR SPEECH AND
THEIR NARRATIVE STRUCTURE.
THE EFFECT IN THIS INTERCHANGE
AND THE COMPARISON OF THE TWO
VERY DIFFERENT VOICES SERVE TO
CREATE FOR THE AUDIENCE THE
EMOTIONS OF PITY AND FEAR UPON
WHICH ARISTOTLE PLACED SO MUCH
EMPHASIS.
ALSO WE CAN SEE IN THE
CREATION OF THESE VERY
DIFFERENT VOICES THAT DUBUS
ACHIEVES ANOTHER OF
ARISTOTLE'S ELEMENTS.
IT EMPLOYS LANGUAGE THAT HAS
BEEN ARTISTICALLY ENHANCED.
WHILE THE NARRATIVE VOICES ARE
STILL ESSENTIALLY NARRATIVE,
THE STRUCTURE OF THE NOVEL
ALLOWS US TO INTERPRET THESE
VOICES IN SUCH A WAY THAT WE
COULD SEE THEM AS AT LEAST IN
DIALOGUE WITH EACH OTHER.
IF WE CAN FOR THE MOMENT PUT
ARISTOTLE'S DEFINITION ASIDE,
WE MAY LOOK INTO TRAGEDY.
THE WORD TRAGEDY LITERALLY
MEANS GOAT SONG, PROBABLY
REFERRING TO GIVING A GOAT AS
A SACRIFICE.
TRAGEDY CAME TO SIGNIFY
DRAMATIC PRESENTATION OF HIGH
SERIOUSNESS AND NOBLE
CHARACTER, WHICH IMITATED
THROUGH MIMESIS HUMAN ACTION
AND EXAMINED THE MAJOR
QUESTIONS OF HUMAN EXISTENCE.
WHY ARE WE HERE?
HOW CAN WE KNOW THE WILL OF
THE GODS?
WHAT MEANING DOES LIFE HAVE IN
THE FACE OF DEATH?
IN TRAGEDY, PEOPLE ARE TESTED
BY GREAT SUFFERING AND MUST
FACE DECISIONS OF ULTIMATE
CONSEQUENCE.
SOME MEET THE CHALLENGE WITH
DEEDS OF DESPICABLE CRUELTY,
WHILE OTHERS DEMONSTRATE THEIR
ABILITY TO CONFRONT AND
SURPASS ADVERSITY, WINNING OUR
ADMIRATION AND PROVING THE
GREATNESS OF HUMAN POTENTIAL.
THE BODY-- I'LL SKIP THAT.
AS GEORGE STEINER EXPLAINS,
THERE IS NOTHING DEMOCRATIC IN
DIVISION OF TRAGEDY.
THE ROYAL AND HEROIC
CHARACTERS WHOM THE GODS HONOR
WITH THEIR VENGEANCE ARE SET
HIGHER THAN WE ARE IN THE
CHAIN OF BEING AND THEIR STYLE
OF UTTERANCE MUST REFLECT THIS
ELEVATION.
THE NOVEL, ON THE OTHER HAND,
HAS BEEN DESCRIBED BY MANY
CRITICS BEGINNING IN THE 18th
CENTURY BUT MORE INSISTENTLY
IN THE 20th AS THE MOST
DEMOCRATIC OF LITERARY FORMS.
MIKHAIL BAKHTIN TALKS ABOUT
THE MULTITUDE OF VOICES IN THE
NOVEL AS EXEMPLARY IN THIS
CONTEXT.
SO WHAT IS TO BE GAINED BY AN
AMERICAN NOVELIST, AT THE END
OF THE 20th CENTURY, BASING
HIS WORK ON THE STRICTURES OF
THIS VERY SPECIFIC ANCIENT
FORM?
IN SOME SENSE, LITERATURE HAS
NEVER REALLY CHANGED.
AND WHILE "HOUSE OF SAND AND
FOG" MAY ULTIMATELY FAIL THE
TEST FOR A TRUE GREEK TRAGEDY,
IT DOES BEAR SOME TRACES OF
THAT FORM.
FOR ARISTOTLE, TRAGEDY
REPRESENTED THE HIGHEST FORM
OF IMITATIVE LITERARY ART,
PRECISELY BECAUSE OF THE
POTENTIAL GAIN TO ITS AUDIENCE
AND TO SOCIETY AT LARGE.
IF WE CAN BE CONVINCED FOR A
MOMENT THAT THE ECHOES OF
TRAGEDY WE HEAR IN THIS NOVEL
REALLY ARE THERE, THEN WE ARE
STILL ENGAGED IN ANSWERING
SOME OF THE VERY SAME
INSOLVABLE QUESTIONS FIRST
POSED ON THE A.G.M. 3,000
YEARS AGO.
HUMANITY, IT SEEMS, IS ONLY
ASKING THE SAME QUESTIONS
USING TERMS SUGGESTED BY
ROBERT HILEMAN.
THE TRAGIC HERO IS SOMETIMES
CAUGHT BETWEEN, QUOTE, "TWO
IMPERATIVES, DIFFERENT
INJUNCTIONS, EACH WITH ITS OWN
VALIDITY BUT APPARENTLY
IRRECONCILABLE," UNQUOTE.
TO AVENGE THEIR FATHERS'
DEATHS, BOTH ORESIS AND CAMLIN
MUST IN TURN MURDER OTHER
RELATIVES, PLACING THEM IN A
MORAL DILEMMA WITH NO
GUIDELINES, NO GUILTLESS
OPTIONS.
IN OTHER SITUATIONS, THE
TRAGIC HERO IS DIVIDED, QUOTE,
BETWEEN IMPERATIVES AND
IMPULSE, BETWEEN MORAL
ORDINANCE AND UNRULY PASSION,
BETWEEN LAW AND LUST.
FOR NIETZSCHE, THE STRUGGLE OF
TRAGEDY IS THE STRUGGLE FOR
TWO SOCIAL ORGANIZING FORCES,
THE DIONYSIAN,
SELF-FORGETTING, DRUNKENNESS,
CELEBRATION OF NATURE,
CRUELTY, SUFFERING, MUSIC,
INDIVIDUAL DISSOLVED OR
DESTROYED, FEELINGS OF
ONENESS, VIOLATION OF
BOUNDARIES, EXCESS AND HUMAN
BEING AS A WORK OF ART, AS
OPPOSED TO THE APOLLONIAN,
ARTS OF SPACE, DREAMS,
PRINCIPLES OF INDIVIDUATION,
RULES AND BOUNDARIES,
THEORETICAL OR ELITE
INDIVIDUAL, ILLUSIONS,
OPTIMISM, CHEERFULNESS, REASON
AND SCIENCE.
THESE TWO FORCES ARE ALWAYS AT
WAR AND ALWAYS IN COMPROMISE.
THE TRAGIC FOUR FOLLOWS A
LITERARY WORK TO ACHIEVE A
CERTAIN HEIGHT IN ORDER TO
OBSERVE BUT NOT TO ANSWER THE
GREAT HUMAN QUESTIONS WE HAVE
BEEN ASKING FOR THE LAST 3,000
YEARS.
(Applause)
>> THANK YOU VERY MUCH.
THAT WAS WONDERFUL.
MY NEXT COLLEAGUE TO JOIN US
TODAY IS SEAN SUTTON, WHO IS
ASSISTANT PROFESSOR OF
POLITICAL SCIENCE, ALSO IN THE
COLLEGE OF LIBERAL ARTS.
HE TEACHES COURSES IN AMERICAN
POLITICS, CONGRESS,
CONSTITUTIONAL LAW.
IN 2001 HE RECEIVED HIS
DOCTORATE IN POLITICS AT THE
INSTITUTE OF PHILOSOPHIC
STUDIES AT THE UNIVERSITY OF
DALLAS.
HIS DISSERTATION WAS ENTITLED
"A WEALTH OF NOTIONS: THE
POVERTY OF RATIONAL CHOICE
THEORY."
HE'S CURRENTLY WORKING ON TWO
EDITED BOOKS, "POLITICAL
PERSPECTIVES ON SHAKESPEARE
AND BIOTECHNOLOGY," "OUR
FEATURE AS HUMAN BEINGS AND
CITIZENS."
SO LET US ALL WELCOME
PROFESSOR SUTTON.
(Applause)
>> Sean Sutton: I TITLED MY
PAPER "TRAGEDY: PROPER IN THE
HOUSE OF SAND AND FOG."
I HAVE AN EPIGRAM AND I THINK
THIS EPIGRAM IS USEFUL FOR
UNDERSTANDING, BECAUSE I THINK
ONE OF THE CENTRAL QUESTIONS
OF THE BOOK IS THE NATURE OF
JUSTICE.
I CHOSE THE EPIGRAM BECAUSE IT
REFERS TO A BOOK BY A GREEK
ABOUT A PERSIAN.
THE BOOK IS "XENOPHON'S
EDUCATION OF CYRUS."
THE EPIGRAM GOES SOMETHING
LIKE THIS: THE TEACHER POINTED
ME TO DECIDE CASES FOR THE
OTHERS AS BEING MYSELF VERY
EXACT IN THE KNOWLEDGE OF
JUSTICE.
YET IN ONE CASE I RECEIVED A
WHIPPING FOR NOT HAVING
DECIDED CORRECTLY.
THE CASE WAS THIS.
A BIG BOY WITH A SMALL CLOAK
PUT IT ON A SMALL BOY WHO HAD
A BIG CLOAK AND THEN TOOK THE
OTHERS FOR HIMSELF.
WHEN I TRIED THE CASE, I
THOUGHT IT BETTER THAT EACH
KEEP THE CLOAK THAT FITTED
HIM.
THEREPON THE TEACHER WHIPPED
ME SAYING THAT, WHEN I WAS THE
JUDGE OF A GOOD FIT, I SHOULD
DO AS I HAD DONE.
BUT WHEN I WAS TO JUDGE WHOSE
CLOAK IT WAS, I MUST EXAMINE
WHAT JUST POSITION IS.
WHETHER HE TOOK SOMETHING FROM
ANOTHER BY FORCE SHOULD HAVE
IT OR WHETHER HE WHO MADE IT
OR BOUGHT IT SHOULD POSSESS
IT.
AND SINCE WHAT IS LAWFUL IS
JUST AND FORCE IS UNLAWFUL, HE
COMMANDED THE YOUNG JUDGE
ALWAYS TO RENDER HIS VERDICT
IN CONFORMITY WITH THE LAW.
OF ALL THE LITERARY FORMS I
THINK TRAGEDY AND COMEDY MAKE
A NATURAL PAIR.
TOGETHER THEY SEEM TO
COMPREHEND THE SADNESS AND JOY
OF LIFE, YET BOTH TRAGEDY AND
COMEDY CLAIM TO BE
SELF-SUFFICIENT.
THAT IS TRAGEDY AND COMEDY
EACH CLAIM THAT THEY STAND
ALONE.
OF COURSE WE KNOW FROM
EXPERIENCE THAT LIFE IS NOT
SIMPLY CHARACTERIZED BY ALL
PAIN AND DESPAIR OR ALL JOYFUL
MISHAPS AND LAUGHTER.
NEVERTHELESS THERE IS A SENSE
IN WHICH THERE IS SOMETHING
SELF-SUFFICIENT ABOUT TRAGEDY
AND COMEDY.
EACH IN THEIR OWN WAY
ARTICULATE SOMETHING ABOUT HOW
THINGS ARE AND HOW THINGS
OUGHT TO BE.
IF THERE IS A SENSE IN WHICH
TRAGEDY IS SELF-SUFFICIENT,
THERE MUST BE SOMETHING MORE
TO TRAGEDY THAN TEARS AND
DESPAIR, CARNAGE, DEATH, AND I
WOULD SUGGEST THERE MUST ALSO
BE SOMETHING COMFORTING IN
TRAGEDY.
WHAT IS IT ABOUT THE TRAGIC
VIEW OF THE WORLD THAT IS
COMFORTING?
PERHAPS BY UNDERSTANDING WHAT
GOES ON IN A TRAGEDY, WHAT THE
CHARACTERS ARE LIKE AND TO
WHOM HAPPENS WHAT DOES HAPPEN,
WE CAN COME TO A REASONABLE
ANSWER.
BUT CAN ONE UNDERSTAND THE
CHARACTERS AND WHAT HAPPENS TO
THEM WITHOUT UNDERSTANDING
WHAT SHOULD HAVE HAPPENED,
WHAT THEY SHOULD HAVE DONE?
OF ALL THE LITERARY FORMS,
TRAGEDY RAISES THE IMPORTANT
QUESTION, THE QUESTION OF WHAT
SHOULD BE DONE.
IS IT NOT IMPORTANT THAT
SOMEONE IN A CRITICAL
CIRCUMSTANCE COULD NOT SEE
WHAT IS RIGHT, COULD NOT DO
WHAT WAS CALLED FOR?
BUT OF COURSE THERE WOULD NOT
BE A TRAGEDY IF THE MAJOR
CHARACTERS, WELL, DID NOT ACT
OTHER THAN THEY SHOULD.
THERE WOULD NOT BE A TRAGEDY
IF THE CHARACTERS BASICALLY
UNDERSTOOD WHAT WAS REQUIRED.
MOREOVER, IT DOESN'T SEEM TO
MAKE MUCH SENSE TO EXPLAIN
AWAY THE ACTIONS OF THE
CHARACTERS BY SOME KIND OF
NECESSITY OR SOME OTHER KIND
OF DETERMINISM.
THE GROUND OF TRAGEDY IS THE
VERY NOTION THAT CHARACTERS
ARE FREE TO CHOOSE AND WHAT
THEY CHOOSE TO DO MATTERS.
THE QUESTION THEN TO ASK IS
WHY A CHARACTER ACTED IN THE
WAY HE DID.
NOW, TO CHOOSE CORRECTLY,
TRAGEDY TEACHES US THAT ONE
MUST BE PRUDENT, WHICH IS ALL
THE MORE DIFFICULT BECAUSE,
WELL, LIFE IS RATHER
COMPLICATED.
THE CIRCUMSTANCES, THE FACTS
IN WHICH WE HAVE TO MAKE OUR
DECISIONS, MAKE OUR CHOICES,
ALL OF THEM VARY.
AND SO WHAT MAY HAVE BEEN
PRUDENT YESTERDAY MAY IN FACT
NOT BE PRUDENT TODAY.
SO AT THE HEART OF TRAGEDY IS
THIS LESSON, AND I FIND
COMFORT IN THIS LESSON.
IN FACT I FOUND "THE HOUSE OF
SAND AND FOG" TO BE A
COMFORTING BOOK.
AT THE HEART OF TRAGEDY IS THE
LESSON THAT MISJUDGMENTS
HURTS.
AND THIS IS THE LESSON THE
PRUDENT MAN HAS EITHER LEARNED
BY EXPERIENCE OR JUST SIMPLY
HAS ALWAYS KNOWN.
MISJUDGMENTS IN SOME WAY NOT
WORTH OBVIOUS VICES?
THE OBVIOUSLY VICIOUS AMONG
US, AND WE ALL KNOW THEM, ARE
EASILY IDENTIFIED AND CAN BE
RESENTED AND THEREFORE GUARDED
AGAINST.
SO I HAVE NO FEAR TOWARDS THE
VICIOUS.
ON THE OTHER HAND, THOSE WHO
ARE PRONE TO MISJUDGMENT ARE
OFTEN WELL-INTENTIONED AND
THEREFORE TOLERATED AND OFTEN
FORGIVEN.
IN TRAGEDY, CRITICAL
MISJUDGMENTS AS WELL AS VICES
TEND TO BE MARKED BY DEATH, IF
NOT INJURY AND CIVIL
PUNISHMENT.
TO REPEAT, TRAGEDY TEACHES US
THAT POOR CHOICES IN LIFE
BRING ABOUT INJURY TO OTHERS
AND OURSELVES.
I TAKE COMFORT IN THAT AND I
DECIDE TO CHOOSE BETTER.
THE GROUND OF TRAGEDY THEN
SEEMS TO BE THIS: A DISPARITY
BETWEEN THE OUGHT AND THE IS.
THE DISPARITY BETWEEN WHAT WE
SHOULD HAVE DONE AND, WELL,
WHAT WAS ACTUALLY DONE.
"HOUSE OF SAND AND FOG"
OBVIOUSLY ENDS TRAGICALLY.
SEEM TO BE BODIES LITTERED
EVERYWHERE.
THIS TRAGEDY, I CONTEND, WAS
BROUGHT ABOUT BY A SERIES OF
MISJUDGMENTS, AND THE FIRST
BEING COLONEL BEHRANI'S
OVERESTIMATION OF HIS OWN
WORTH.
I WOULD EVEN SUGGEST IT'S
RELATED TO HIS AVIATION
CREDENTIALS.
THE CONSEQUENT FAILURE TO
SECURE EMPLOYMENT WITH EITHER
BOEING OR LOCKHEED ENSURED
THAT HIS ATTEMPT TO PROJECT
THE IMAGE THAT HE WAS SOMEHOW
SELF-SUFFICIENT, A MAN OF
MEANS SO THAT HIS DAUGHTER
COULD SOMEHOW MARRY A WEALTHY
FAMILY, WOULD ULTIMATELY RUIN
HIM FINANCIALLY.
SO WHAT DOES HE TRY TO DO?
HE ATTEMPTS TO LEGALLY ROB
SOMEONE OF HER HOME THROUGH A
PUBLIC AUCTION.
THAT IS IN FACT HOW HE
UNDERSTOOD IT BACK IN THE
HOMELAND.
KATHY NICCOLO, OF COURSE, WAS
DISTRACTED BY HER RECENT
SEPARATION FROM ADEQUATELY
DEALING WITH THE COUNTY-- FROM
RECENT SEPARATION, AND OF
COURSE DISTRACTED FROM
ADEQUATELY DEALING WITH THE
COUNTY'S TAX MISTAKE THAT
ULTIMATELY LED TO THE AUCTION.
HER BOYFRIEND, SHERIFF LESTER
BURDON, THOUGHT THAT HE COULD
USE THE THREAT OF FORCE TO
COMPEL COLONEL BEHRANI TO DO
WHAT HE THOUGHT TO BE THE
RIGHT THING.
THE COLONEL'S SON IS SHOT BY
POLICE OFFICERS WHEN HE SEIZES
LESTER'S EMPTY GUN AND TURNS
IT ON HIM.
COLONEL BEHRANI'S SON DIES IN
HOSPITAL.
IN A RAGE, COLONEL BEHRANI
RETURNS TO HIS BUNGALOW,
ATTEMPTS TO STRANGLE KATHY AND
SUCCEEDS IN KILLING HIS WIFE
AND HIMSELF.
AT THE END OF THE BOOK,
OBVIOUSLY THERE ARE BODIES
LITTERED EVERYWHERE, BUT WE
SEE ALSO THAT BURDON AND KATHY
ARE AWAITING TRIAL AND MOST
LIKELY ARE GOING TO BE
CONVICTED.
THE QUESTION IS HOW DID THIS
MESS ARISE?
THE OBVIOUS QUESTION LEADS US
TO THE QUESTION OF WHAT SHOULD
HAVE HAPPENED, HOW SHOULD THEY
HAVE CHOSEN DIFFERENTLY?
WHAT SHOULD THE CHARACTERS
HAVE DONE?
AND I THINK THE BOOK INDICATES
THOSE SORT OF-- OR AT LEAST
ANSWERS TO THOSE SORT OF
QUESTIONS, AND I THINK THAT IS
SOMETHING THAT WE SHOULD ALL
TAKE COMFORT IN.
I DON'T KNOW HOW MUCH TIME
I'VE GOT, BUT FOR THE PURPOSE
OF THIS EVENING, I THINK I'LL
JUST DISCUSS THE CHOICES OF
OUR COLONEL BEHRANI AND SOME
OF THE CHOICES OF KATHY.
COLONEL BEHRANI IS OBVIOUSLY A
SPIRITED MAN.
HE DEMANDS RESPECT.
HE SUFFERED A COMPLETE CHANGE
IN FORTUNE, IT SEEMS.
HE NOW WORKS IN A CREW
COLLECTING LITTER ALONG WITH
OTHER IMMIGRANTS.
I GUESS HE'S AT THE BOTTOM OF
SOCIETY.
HE VIEWS HIS FELLOW WORKERS AS
FILTH.
HIS REVERSAL IS UNDER SCORED
WITH HIS CONFRONTATION WITH
MEN DES, A MEMBER OF THE
HIGHWAY CREW.
IN HIS OLD COUNTRY, BEHRANI
INFORMS TORRES, THE CREW
SUPERVISOR, "I COULD HAVE HAD
HIM ORDERED--" OR "I COULD
HAVE ORDERED HIM BEATEN."
TORRES REPLIES, "IN MENDEZ
COUNTRY, HE WOULD HAVE BEATEN
YOU HIMSELF."
BEHRANI SEEMS TO HAVE FALLEN
AT LEAST FURTHER THAN MENDEZ.
PERHAPS WE COULD SAY BEHRANI
IS MORE OF A STRANGER IN
AMERICA.
THAT IS MENDEZ SEEMS TO BE
MORE AT HOME IN THE REPUBLIC
THAN BEHRANI.
HE WORKED FOR THE IRANIAN AIR
FORCE.
HE WAS NOT ONLY A DESK
OFFICER.
HE WORKED ON PLANES.
HE BOUGHT AND SOLD F-16 JETS
FROM ISRAEL AND THE UNITED
STATES.
BUT HERE IN THE UNITED STATES,
HE HAS NOT BEEN SUCCESSFUL IN
FINDING COMPARABLE EMPLOYMENT,
DESPITE HIS FINE FRENCH SUITS
AND ITALIAN SHOES.
EVEN WITH THE DIFFICULTIES,
AND OF COURSE THERE'S NO WAY
WE CAN CATALOG ALL HIS
DIFFICULTIES, BEHRANI TELLS US
THAT HIS WIFE WAS MORE
AFFECTED BY THE OVERTHROW OF
THE SHAH THAN HE WAS.
ONE EVENING FOR EXAMPLE IN
PARIS AFTER A TELEPHONE CALL,
NADI BEHRANI BEGAN TO CRY.
SHE REJECTED HER HUSBAND'S
ATTEMPT TO COMFORT HER,
EXCLAIMING THAT SHE SHOULD
NEVER HAVE MARRIED A SOLDIER.
WE LEARN THAT NADI'S FAMILY
WERE NOT FORCED TO FLEE IRAN.
THEIR NAMES WERE NOT ON ANY
DEATH LIST, JUST HER NAME,
BECAUSE SHE WAS MARRIED TO A
SOLDIER.
THAT IS SHE WAS MARRIED TO
SOMEONE WHO WAS PART OF THE
SHAH'S REGIME.
SHE ADDS IRAN WAS RUINED
BECAUSE OF MEN LIKE HER
HUSBAND AND THE SECRET POLICE.
COLONEL BEHRANI NOTES THAT HIS
WIFE NEVER COMPLAINED OF THE
FAMILY'S PRIVILEGES UNDER THE
RULE OF THE SHAH, AND THESE
PRIVILEGES INCLUDED MAIDS,
SOLDIERS.
SHE USED TO MAINTAIN HER HOME.
SKIING TRIPS, A BUNGALOW ON
THE CASPIAN, FINE GOWNS SHE
GOT TO WEAR TO PARTIES, THE
PARTIES OF GENERALS, JUDGES,
LAWYERS AND CELEBRITIES.
BUT MOREOVER, BEHRANI
RECALLS-- AND THIS IS
INTERESTING-- HE RECALLS THAT
SHE NEVER COMPLAINED WHEN ON A
SUNDAY AFTERNOON, HE WOULD
"ORDER BALMAN TO DRIVE OUR
FAMILY TO THE FINEST MOVIE
HOUSE IN TEHRAN, AND OF COURSE
THERE WOULD BE A LONG QUEUE OF
PEOPLE WAITING, BUT I WAS
DRESSED IN MY UNIFORM SO WE
NEVER WAITED; WE NEVER PAID.
WE WERE USHERED UP TO THE
BALCONY RESERVED FOR VERY
IMPORTANT PEOPLE, AWAY FROM
THE CROWDS.
AND, YES, I OFTEN SAW FEAR
BEHIND THE SMILES OF THESE
THEATER MANAGERS, BUT THERE
WAS NO BLOOD ON MY FINGERS.
I PURCHASED JET FIGHTERS.
I WAS NOT SADAQ."
IT IS WORTH NOTING THAT WHILE
COLONEL BEHRANI TOOK ADVANTAGE
OF HIS PRIVILEGED POSITION
UNDER THE SHAH, FROM THE
PERSPECTIVE OF THEATER
MANAGERS, I WOULD SUGGEST THAT
HE WAS INDISTINGUISHABLE FROM
SECRET POLICE.
THE PRIVILEGES OF COLONEL
BEHRANI EXTENDS TO I GUESS THE
USE OF PROPERTY AND SERVICES
OF OTHERS WITHOUT PAYING FOR
THEM.
IT SEEMS THAT THE OLD REGIME
UNDER THE SHAH HAD LITTLE
RESPECT FOR PROPERTY RIGHTS,
NOT TO MENTION ANY NOTION OF
EQUALITY.
IF YOU LOOK FURTHER INTO WHAT
THE SHAH'S REGIME WAS DOING AT
AROUND ABOUT THIS TIME, OR AT
LEAST AT AROUND ABOUT THE TIME
BEFORE IT WAS OVERTHROWN, YOU
WILL SEE THAT WHAT THEY WERE
ATTEMPTING TO DO WAS COLLECT
OR BUY AS MUCH PROPERTY AS
THEY COULD, AND THEY PUSHED AS
MANY PEASANTS AS THEY COULD
OFF RICH FARMLAND THAT HAD
BEEN IN FAMILIES FOR
GENERATIONS.
WE SEE FURTHER, IN THE
DESCRIPTION OF THE FLIGHT OVER
THE BLACK WATER, WHERE THE
WOMEN SANG SONGS TO THE
YOUNGEST CHILDREN WHO WERE
AFRAID BECAUSE OF WHAT THEY
HAD HEARD HAD HAPPENED TO
GENERAL PERREAULT.
COLONEL BEHRANI REPORTS THE
STORY THIS WAY: ON THE
PREVIOUS DAY, THE GENERAL AND
HIS FAMILY WERE STOPPED ON THE
WAY TO THE AIRPORT, AND THEY
WERE ACCUSED OF TAKING WHAT
WAS NOT THEIRS.
THE WHOLE FAMILY WAS PUT ON
TRIAL AND EXECUTED IN EMPTY
LUGGAGE-- LUGGAGE ROOM IN
FRONT OF A SIGN THAT READ:
"MUSLIMS DO NOT STEAL FROM
MUSLIM BROTHERS.
MUSLIMS DO NOT TORTURE AND
KILL THEIR MUSLIM BROTHERS."
THE GENERAL WAS KNOWN AMONG
SOLDIERS FOR HIS GENEROSITY
AND STRENGTH.
HE WAS SHOT NUMEROUS TIMES IN
THE HEAD, DRESSED IN HIS
UNIFORM, AND HUNG BY HIS
ANKLES.
I WOULD SUGGEST THAT THE
SECURITY OF PROPERTY RIGHTS
SEEMED TO BE A UNIVERSAL
CONCERN.
THE PREDICAMENT THAT THE
COLONEL FINDS HIMSELF IS
DIFFICULT BUT NOT UNCOMMON.
HE FINDS HIMSELF WORKING
SEVERAL LOW-PAYING JOBS TO
MAKE ENDS MEET AND OF COURSE
HE KEEPS THEM SECRET FROM
OTHER IRANIANS IN HIS OWN
BUILDING AND EVEN HIS OWN SON.
THE CIRCUMSTANCES ARE FURTHER
COMPLICATED BECAUSE HE'S
LIVING IN AN APARTMENT WHERE
THE RENT IS JUST ENORMOUSLY
EXPENSIVE.
THE APARTMENT IS I DON'T
UNDERSTAND HIS MEANS.
HE ARGUED MANY TIMES FOR A
MORE REASONABLE PLACE TO LIVE
BUT HIS WIFE FOUGHT HIM ON THE
GROUNDS THAT THEY MUST KEEP UP
THEIR APPEARANCE AND ACT AS IF
THEY CAN LIVE AS THEY WERE
ONCE ACCUSTOMED.
ALL BECAUSE IT WAS TIME TO
MARRY OFF THEIR DAUGHTER TO A
YOUNG, WEALTHY IRANIAN FAMILY.
A FURTHER COMPLICATION WAS
THAT HIS DAUGHTER COULD NOT
MAKE UP HER MIND, AND AS A
CONSEQUENCE, BEHRANI QUICKLY
USED UP MUCH OR MOST OF HIS
$280,000 HE SOMEHOW MANAGED TO
GET OUT OF IRAN.
BUT HIS PREDICAMENT I WOULD
SUGGEST DESERVES SERIOUS
CONSIDERATION.
THINK OF IT.
IN ORDER TO SECURE MARRIAGE
BETWEEN HIS DAUGHTER AND THE
SON OF A RESPECTABLE WEALTHY
FAMILY, HE ATTEMPTS TO PRESENT
A PUBLIC IMAGE THAT HE IS AS
WELL OFF AS HE WAS UNDER THE
SHAH'S REGIME.
THAT IS HE ATTEMPTS TO SHOW,
RIGHT, THAT HE'S A
SELF-SUFFICIENT MAN, A MAN OF
MEANS.
NOW, IN ORDER TO ENSURE THAT
THIS PUBLIC IMAGE IS ACTUALLY
EFFECTIVE, YOU HAVE TO SPEND.
YOU HAVE TO SPEND LOTS.
IN OTHER WORDS, WHAT YOU HAVE
TO DO ULTIMATELY A SPEND MORE
THAN YOU REALLY CAN AFFORD TO
PROVE TO THE WORLD THAT YOU
ARE IN FACT, WELL,
SELF-SUFFICIENT.
THIS QUARTER I'M TEACHING
MACHIAVELLI'S PRINCE, AND I
WOULD SUGGEST THAT ONE OF THE
CHAPTERS IN THE PRINCE YOU CAN
LOOK AT HERE TO REALLY
UNDERSTAND HERE IS CHAPTER 16,
WHERE MACHIAVELLI WRITES THAT
IF YOU WANT TO APPEAR TO BE
LIBERAL TO YOUR FRIENDS, AND
TO BE LIBERAL MEANS TO BE
SOMEONE WHO IS NOT OVERLY
CONCERNED WITH MONEY, RIGHT?
TO BE TRULY LIBERAL MEANS TO
SPEND WISELY.
IT DOESN'T MEAN TO BE MISERLY
AND IT DOESN'T MEAN TO BE A
SPENDTHRIFT.
RIGHT?
IT MEANS TO SPEND WISELY.
BUT FOR MACHIAVELLI, HE PUTS
IT THIS WAY, THAT IF YOU WANT
TO APPEAR LIBERAL, THEN YOU
HAVE TO SPEND LOTS AND LOTS.
THAT IS YOU HAVE TO SPEND MORE
THAN YOU HAVE.
AND SO MACHIAVELLI, LIBERALITY
AS A VIRTUE ACTUALLY LEADS TO
YOUR OWN SELF-DESTRUCTION.
IN SOME WAYS WHAT THIS BOOK IS
SUGGESTING IS THAT THERE MAY
BE SOME VALIDITY TO THIS
ARGUMENT, THAT IF YOU WANT TO
APPEAR AS A MAN WHO IS, WELL,
FREE FROM THESE CONCERNS, THEN
YOU HAVE TO SPEND QUITE A LOT.
MACHIAVELLI ALSO ADDS THIS,
THAT IF THE PRINCE SPENDS MORE
THAN HE HAS, THEN WHAT DOES HE
HAVE TO DO?
WELL, THE ANSWER'S SIMPLE.
YOU SLAUGHTER SOMEBODY ELSE
AND YOU TAKE THEIR MONEY, TOO.
IN OTHER WORDS, RIGHT, IF YOU
WANT TO MAKE THE IMAGE PUBLIC
THAT YOU'RE SELF-SUFFICIENT,
THAT IS MAKE THE IMAGE
EFFECTIVE, YOU MAY BE FORCED
TO PARTAKE IN FURTHER VICES.
I WOULD SUGGEST THAT THIS IS
PRECISELY THE PREDICAMENT THAT
COLONEL BEHRANI FINDS HIMSELF.
NOW HE ADMITS, IF HE'D BEEN
STRONGER WITH HIS WIFE, IF HE
HAD NOT BEEN OVERCONFIDENT
THAT HE WOULD HAVE SECURED
SOME SORT OF JOB, YOU KNOW,
UPON ARRIVAL IN THE COUNTRY,
HE WOULD HAVE PROBABLY INVEST
UNDER REAL ESTATE ANYWAY AND
IT SEEMS HE PROBABLY WOULD
HAVE INVESTED IN SOME SORT OF
SMALL BUSINESS.
HE WOULD HAVE CERTAINLY
DELAYED HIS DAUGHTER'S
HASTEGAR FOR A YEAR OR TWO,
BUT OF COURSE WE KNOW THAT IS
NOT WHAT HE CHOSE.
INSTEAD HE WAS OVERCONFIDENT
THAT HE WOULD BE HIRED.
I WOULD SUGGEST PERHAPS HE
MISJUDGED THE QUALITY OF HIS
CREDENTIALS AND OF COURSE HE
DID NOT DELAY HIS DAUGHTER'S
HASTEGAR.
AS A CONSEQUENCE HE FELT
COMPELLED TO MAINTAIN AN
ILLUSION THAT HIS FAMILY HAD
NOT FALLEN, AN ILLUSION THAT
WOULD LEAD TO HIS OWN
FINANCIAL RUIN.
IN OTHER WORDS, BEHRANI WAS
FORCED TO ACT AS A
SPENDTHRIFT, THEREFORE PARTAKE
IN THE VICE OF PRODIGALITY,
RATHER THAN THE VIRTUE OF
LIBERALITY.
MOREOVER ONE MAY ADD THAT IN
DENYING CIRCUMSTANCES, HE
IMPRUDENTLY PUSHES MODERATION
TO THE SIDE.
NOW, SEVERAL QUESTIONS COME
UP, RIGHT?
ONCE HIS DAUGHTER'S MARRIED
OFF, THEN WHY DOES HE NEED TO
DO THIS?
WHY DOES HE NEED TO MAINTAIN
THIS IMAGE?
HE HAS $40,000 IN THE BANK.
HIS SON SEEMS TO BE MUCH MORE
ACCLIMATIZED TO THE UNITED
STATES.
HE'S ALWAYS RIDING HIS
SKATEBOARD, PLAYING VIDEOS AND
SO FORTH.
AND SO ON.
HOW LONG DO I HAVE?
>> FIVE MINUTES MAX.
>> FIVE MINUTES MAX.
ALL RIGHT.
LET ME JUST LEAP TO HIS PLAN.
WHAT IS HIS PLAN?
HIS PLAN IS TO BUY A HOUSE ON
AN AUCTION, OKAY?
HE UNDERSTANDS IN HIS HOME
COUNTRY THAT AUCTIONS ARE A
SHAM.
THEY WERE SIMPLY A LEGAL WAY
TO ROB.
I HOPE YOU UNDERSTAND THAT
AUCTIONS IN THE UNITED STATES
AREN'T SIMPLY UNDERSTOOD IN
THAT WAY.
SO IN HIS MIND TO UNDERSTAND
AN AUCTION IS A LEGAL WAY TO
ROB IS TO UNDERSTAND THAT
SOMEHOW THE LEGAL IS REALLY A
WAY TO TAKE ADVANTAGE OF
OTHERS.
AND SO TO UNDERSTAND AUCTIONS
IN THIS WAY, RIGHT, SUGGEST
THAT COLONEL BEHRANI KNOWS
THAT WHILE THE ACTION MAY BE
LEGAL, IT IS NEVERTHELESS
PROBLEMATIC.
DOES IT REALLY MAKE MUCH SENSE
TO YOU TO SAY THAT SOMEHOW
IT'S LAWFUL TO ROB?
AS MUCH AS UNDERSTANDING THE
AUCTION INDICATIVE OF SOME
KIND OF NOTION THAT JUSTICE IS
SIMPLY THE ADVANTAGE OF THE
STRONGER?
IS THIS NOT THE VERY PRINCIPLE
OF TYRANNY, THE SAME PRINCIPLE
THAT PERMITS THE COLONEL TO
TAKE ADVANTAGE OF THE MOVIE
THEATER OWNER?
IS THIS NOT THE SAME PRINCIPLE
THAT LED TO THE DEMISE OF
GENERAL PERRAULT AND THE
EVENTUAL OVERTHROW OF THE
SHAH?
IS IT NOT REASONABLE TO
CONCLUDE THAT COLONEL BEHRANI
IN SOME WAY KNEW WHAT HE WAS
DOING FROM THE BEGINNING?
NOW, JUST TO LEAP AHEAD, GIVEN
THAT, SHOULD ONE NOT EXPECT
THAT PEOPLE WOULD RESIST THESE
SORT OF ACTIONS?
AND ISN'T THAT WHAT KATHY
ATTEMPTS TO DO, BUT SHE DOES
IT IN A WAY THAT IS ALSO
PROBLEMATIC.
SHE KNOWS THE HOUSE IS HERS.
SHE ALSO KNOWS THAT THE COUNTY
MADE A MISTAKE.
RIGHT?
SHE KNOWS THAT SHE MADE A
MISTAKE.
SHE DIDN'T ANSWER HER MAIL IN
ANY TIMELY WAY.
BUT I WOULD MAINTAIN THIS,
THAT NONE OF THESE
CIRCUMSTANCES ARE REALLY
ENOUGH TO JUSTIFY THE
CONCLUSION THAT SOMEHOW SHE
DESERVES TO BE PUT IN THE
POSITION THAT SHE WAS IN.
HER POSITION IS MADE WORSE
BECAUSE SHE DOES NOT CHOOSE
WELL.
SEVERAL QUESTIONS SHOULD BE
ASKED.
THIS IS WHERE I'LL END:
WAS IT NOT IMPRUDENT OF HER
NOT TO CONTACT HER FAMILY TO
PAY THE ORIGINAL TAX BILL AND
THEREBY PREVENTING ANY
AUCTION?
YOU KNOW, "DAD, I NEED $535.
HELP ME OUT."
AND ONCE THE BILL WAS PAID,
COULD SHE NOT DEMAND THAT THE
COUNTY THEN CORRECT ITS
MISTAKE?
THE HOUSE IS STILL YOURS.
NOW WE'RE JUST FIGHTING OVER
$500.
WAS IT NOT HER MISJUDGMENT
THAT COMFORT AND THE SOLUTION
TO HER PROBLEMS COULD BE FOUND
IN THE ARMS OF SHERIFF LESTER
BURDON?
DOES SHE TURN TO LESTER NOT
JUST OUT OF LOVE BUT BECAUSE,
WELL, SHE HAS NO CONFIDENCE IN
THE LEGAL SYSTEM?
SHOULD SHE HAVE RELIED UPON A
LEGAL SOLUTION?
I'VE MAINTAINED THAT IT WOULD
BE LIKELY THAT IF SHE TOOK THE
COUNTY TO COURT, THE COUNTY
WOULD PREVENT ANY ATTEMPTS TO
SELL THE HOUSE WHILE THE CASE
WAS BEING CONSIDERED.
AND ONCE THAT HAPPENS, I WOULD
SUGGEST THAT THERE WOULD BE
SOME SOLUTION MADE, AND THE
SOLUTION, JUST SIMPLY FROM A
COMMON LAW SOLUTION, WOULD BE
THAT THE SALE IS NOT FINAL.
WE ALL KNOW SALES ARE NOT
FINAL.
THAT'S WHY WE TAKE OUR
CHRISTMAS PRESENTS BACK TO
SEARS EVERY YEAR.
THANK YOU.
(Applause)
>> I WANT TO THANK ALL THREE
OF OUR PANELISTS FOR SPEAKING
TO ELOQUENTLY.
IT WAS DISTINCT TO CUT IT
SHORT BUT WIFE WE'VE HIT 9:00.
WILL THE LIGHTS AUTOMATICALLY